RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••••• V••• Y•••••••
- A•••• • A••••••• G••••• P••••••• independent RIA currentsince May 2, 2019 · Westport, Ct
- A•••• C•••••• C•••• BD affiliatedMar 23, 2010 to May 23, 2019 · New York, Ny
- G•••••••• F••••••••• I•• unclassifiedNov 20, 2006 to Mar 26, 2010 · Stamford, Ct
- A•••• C•••••• C•••• to A•••• • A••••••• G••••• P•••••••left May 23, 2019, registered May 2, 2019 (-21 days) · Affiliated broker-dealer or bank to another
- G•••••••• F••••••••• I•• to A•••• C•••••• C••••left Mar 26, 2010, registered Mar 23, 2010 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address