C•••••••• B•••

Advisor at B••••• W••••• P•••••••• L••

LOUISVILLE, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:925c5f03-5e86-119a-9304-d1ed68826ac0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 31, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 29, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• W••••• P•••••••• L••	Independent wealth	Apr 21, 2023	n/a	yes	LOUISVILLE, KY	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jul 31, 2000	Apr 25, 2023	no	LOUISVILLE, KY\|LOUISVILLE, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	B••••• W••••• P•••••••• L••	Apr 25, 2023	Apr 21, 2023	-4	Firm change	Wirehouse to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:325308:KY:2023-04-25	Apr 25, 2023	Apr 21, 2023	LOUISVILLE, KY	Firm change

Relationships

Registered with (2)

→ B••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Apr 21, 2023 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jul 31, 2000 to Apr 25, 2023factForm ADV

Dated events

Occurred
Apr 25, 2023
Advisor changed firm
C•••••••• B••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for B••••• W••••• P•••••••• L•• (registered 2023-04-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:925c5f03-5e86-119a-9304-d1ed68826ac0
First observed: Jul 31, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.