DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E••••• J••••
BAY VILLAGE, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E••••• J•••• | National bd RIA | Oct 10, 2022 | n/a | yes | BAY VILLAGE, OH | Current employment |
| C••••••• S••••••••• I••• | Bd affiliated wealth | Jan 8, 2020 | Dec 31, 2020 | no | FAIRLAWN, OH|NORTH OLMSTEAD, OH|AVON, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••• S••••••••• I••• | E••••• J•••• | Dec 31, 2020 | Oct 10, 2022 | 648 | Firm change after gap | Ibd to ibd |
| E••••• J•••• | C••••••• S••••••••• I••• | Nov 5, 2019 | Jan 8, 2020 |
| E••••• J•••• | National bd RIA | Jun 24, 2019 | Nov 5, 2019 | no | ST LOUIS, MO|Olmsted Falls, OH|WELLINGTON, OH | Previous registration |
| O•••• I••••••••• A•••••••• L•• | Former SEC adviser | Jan 24, 2019 | Jun 27, 2019 | no | BELLEVUE, WA | Previous registration |
| Firm change |
| Ibd to ibd |
| O•••• I••••••••• A•••••••• L•• | E••••• J•••• | Jun 27, 2019 | Jun 24, 2019 | -3 | Firm change | RIA to ibd |