DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••••• I••••••••• I•••
MORGANTOWN, PA | BIGFORK, MT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• I••••••••• I••• | State registered | Jun 5, 2023 | n/a | yes | MORGANTOWN, PA|BIGFORK, MT | Current employment |
| R•••••• I••••••••• I••• | State registered | Oct 8, 2019 | Jul 13, 2021 | no | Morgantown, PA|BIGFORK, MT |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•• C•••••• M••••••••• G••••• I••• | R•••••• I••••••••• I••• | Jun 25, 2018 | Oct 8, 2019 | 470 | Firm change after gap | RIA to state RIA |
| S•••••••• C•••••• M••••••••• I••• | C•• C•••••• M••••••••• G••••• I••• | Aug 10, 2015 | Nov 10, 2015 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 106662:110750:PA:2015-08-10 | Aug 10, 2015 | Nov 10, 2015 | EXTON, PA | Firm change |
| C•• C•••••• M••••••••• G••••• I••• | Independent wealth | Nov 10, 2015 | Jun 25, 2018 | no | MALVERN, PA | Previous registration |
| S•••••••• C•••••• M••••••••• I••• | Former SEC adviser | Jan 10, 2013 | Aug 10, 2015 | no | EXTON, PA | Previous registration |
| S•••••••• C•••••• M••••••••• I••• | Former SEC adviser | Nov 2, 2005 | Oct 31, 2011 | no | EXTON, PA | Previous registration |
| S•••••••• C•••••• M••••••••• I••• | Former SEC adviser | Oct 25, 2004 | Jun 30, 2005 | no | EXTON, PA | Previous registration |
| 92 |
| Firm change |
| Other |