DFX Intelligence

C•• C•••••• M••••••••• G••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

C•• C•••••• M••••••••• G••••• I•••

CRD 110750

MALVERN, PA

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Search this name across graphsid dfx:ria:abbe999c-a278-1752-6de2-20932fc620c0

Data as of Apr 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 9
On other graphs: 1
Observed: Nov 29, 2011 to Apr 24, 2026
51 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C•• C•••••• M••••••••• G••••• I•••

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.92 fund_share=0.08 institutional_share=0.0 related_bd=false related_bank=false bd_reps=3.0
Regulatory AUM: $257M••• Locked
Discretionary RAUM: $211M
Private client RAUM: $236Mderived••• Locked
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $128Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
S•••••• B•••• B•••••••••	n/a	MALVERN, PA	32	33	2	yes
A•• J••••••• R•••••••	n/a	MALVERN, PA	19	20

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••••• S••••••• B••••	CEO / CHIEF COMPLIANCE OFFICER	E	yes	06/1994	Nov 29, 2011	Apr 16, 2024
B••••••••• S••••• B•••	Owner	A	no	12/2014	Mar 30, 2018	Apr 16, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	5

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$257M	$251M	2.2%	$263M	-0.8%	10	11	0	1

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
S•••••••• C•••••• M••••••••• I•••	2	Aug 10, 2015	Mar 15, 2016	EXTON, PA	Team lift out	Other	100.0%

Relationships

Affiliated with (3)

← SYNTAX ADVISORS, LLCRegistered adviserother investment adviser
factForm ADV
← CMG ADVISORS, INC.Registered adviserother investment adviser, control, common control
factForm ADV
← CMG INVESTMENT ADVISORS,LLCRegistered adviserother investment adviser, custodian, control, common control
factForm ADV

Registered with (14)

← A•• J••••••• R•••••••

Dated events

Occurred
Jul 24, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Apr 11, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
May 30, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 26, 2024
Control person left

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:abbe999c-a278-1752-6de2-20932fc620c0
First observed: Nov 29, 2011
Last observed: Apr 24, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.