DFX Intelligence
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Reading the graph
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Advisor at C••••• I••••••••• A••••••• L••
EL SEGUNDO, CA | MENIFEE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Aug 25, 2025 | n/a | yes | EL SEGUNDO, CA|MENIFEE, CA | Current employment |
| C••• F•••••••• S•••••••• L••• | Former SEC adviser | Jun 24, 2015 | Aug 1, 2025 | no | SAN DIEGO, CA|SAN DIEGO, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••• F•••••••• S•••••••• L••• | C••••• I••••••••• A••••••• L•• | Aug 1, 2025 | Aug 25, 2025 | 24 | Firm change | Ibd to ibd |
| A••••••••• F•••••••• S•••••••• L•• | C••• F•••••••• S•••••••• L••• | Jun 10, 2013 | Jun 24, 2015 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 42132:105644:CA:2025-08-01 | Aug 1, 2025 | Aug 25, 2025 | SAN DIEGO, CA | Firm change |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Feb 28, 2013 | Jun 10, 2013 | no | Lake Elsinore, CA | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Jul 14, 2011 | Jan 30, 2013 | no | Lake Elsinore, CA | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Aug 26, 2003 | May 24, 2005 | no | TEMECULA, CA | Previous registration |
| 744 |
| Firm change after gap |
| Other |