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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

NORMAN DANIEL TOWNSEND

Advisor at RAYMOND JAMES & ASSOCIATES, INC.

Baltimore, MD | Hunt Valley, MD

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Search this name across graphsid dfx:ria:9267f113-d524-047c-9f5f-37ff4a73a1cb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 21, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES & ASSOCIATES, INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 16, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: May 16, 2003
First registration: May 21, 2003
Dual registered: yes, broker-dealer
Other names: NORMAN DANIEL TOWNSEND|NORMAN DANIEL TOWNSEND
IAPD individual key: 4182373

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	May 15, 2020	n/a	yes	Hunt Valley, MD\|Baltimore, MD	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	May 19, 2020	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	May 31, 2011	Jul 13, 2018	no	TOWSON, MD	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Feb 28, 2011	Apr 27, 2011	no	LUTHERVILLE, MD\|TIMONIUM, MD\|TIMONIUM, MD	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 28, 2006	Feb 22, 2011	no	BALTIMORE, MD	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 21, 2003	May 4, 2006	no	BALTIMORE, MD\|BALTIMORE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	RAYMOND JAMES & ASSOCIATES, INC.	May 19, 2020	May 15, 2020	-4	Firm change	Ibd to ibd
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
PNC WEALTH MANAGEMENT	STRATEGIC ADVISERS LLC	Apr 27, 2011	May 31, 2011	34	Firm change	Other
WELLS FARGO ADVISORS	PNC WEALTH MANAGEMENT	Feb 22, 2011	Feb 28, 2011	6	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	May 4, 2006	Apr 28, 2006	-6	Firm change	Wirehouse to wirehouse

Relationships

Registered with (6)

→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: current employment
May 15, 2020 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to May 19, 2020factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
May 31, 2011 to Jul 13, 2018factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Feb 28, 2011 to Apr 27, 2011factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 28, 2006 to Feb 22, 2011factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 21, 2003 to May 4, 2006factForm ADV

Dated events

No dated event names this entity yet.