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Advisor at WELLS FARGO ADVISORS
SACRAMENTO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Aug 8, 2025 | n/a | yes | SACRAMENTO, CA | Current employment |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Sep 7, 2023 | Aug 8, 2025 | no | Patterson, CA|Modesto, CA|Modesto, CA|Turlock, CA|Sacramento, CA|RANCHO CORDOVA, CA|Citrus Heights, CA|Davis, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 19, 2023 | Sep 21, 2023 | no | ROSEVILLE, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Feb 4, 2022 | Apr 26, 2023 | no | ROSEVILLE, CA|ROSEVILLE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. BANCORP INVESTMENTS, INC. | WELLS FARGO ADVISORS | Aug 8, 2025 | Aug 8, 2025 | 0 | Firm change | Ibd to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | U.S. BANCORP INVESTMENTS, INC. | Sep 21, 2023 | Sep 7, 2023 | -14 | Firm change | Wirehouse to ibd |
| WELLS FARGO ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Apr 26, 2023 | May 19, 2023 | 23 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:17868:CA:2023-09-21 | Sep 21, 2023 | Sep 7, 2023 | ROSEVILLE, CA | Firm change |
| 19616:7691:CA:2023-04-19 | Apr 26, 2023 | May 19, 2023 | ROSEVILLE, CA | Firm change |