DFX Intelligence

T•••••• R••••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)40 years in industry

T•••••• R••••• S••••••••

Advisor at R••••• I••••••••• A•••••••• I•••

EDMOND, OK | FORT WORTH, TX

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Search this name across graphsid dfx:ria:927a547a-cab9-babc-50b7-c89bc70864df

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 14, 1989 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••• I••••••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 22derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••• I••••••••• A•••••••• I•••	Independent wealth	Mar 29, 2004	n/a	yes	EDMOND, OK\|FORT WORTH, TX	Current employment
M•••• A•••••••• I•••	State registered	Jul 14, 1989	May 2, 2005	no	OKLAHOMA CITY, OK

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••• A•••••••• I•••	R••••• I••••••••• A•••••••• I•••	May 2, 2005	Mar 29, 2004	-399	Firm change after gap	Other

Relationships

Registered with (2)

→ R••••• I••••••••• A•••••••• I•••Registered adviserregistration: current employment
Mar 29, 2004 to presentfactForm ADV
→ M•••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 14, 1989 to May 2, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:927a547a-cab9-babc-50b7-c89bc70864df
First observed: Jul 14, 1989
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.