DFX Intelligence

R••••• I••••••••• A•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

R••••• I••••••••• A•••••••• I•••

CRD 114245

FORT WORTH, TX

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Search this name across graphsid dfx:ria:4c48cd04-2dbf-237d-6205-f49201fd5ab3

Data as of Aug 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 3
On other graphs: 0
Observed: Sep 18, 2019 to Aug 28, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.8 fund_share=0.0 institutional_share=0.2 related_bd=true related_bank=false bd_reps=9.0
Regulatory AUM: $419M••• Locked
Discretionary RAUM: $214M
Private client RAUM: $336Mderived••• Locked
Private client share: 80%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $46.6Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C•••• S•••• W•••	n/a	Fort Worth, TX \| FORT WORTH, TX	29	43	n/a	yes
J••• R••• V•••	n/a	FORT WORTH, TX	24	45

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
R•••••• J•• G•••••	PRESIDENT, CCO, CEO, SHAREHOLDER	E	yes	12/2008	Sep 18, 2019	Jul 30, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F••• F•••••••• G•••• I•••	n/a	n/a	n/a	N	yes	n/a
P•••••••• F•••••••• S•••••••• I•••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	2	no
Edmond	Ok	United States	1	yes
FORT WORTH	TX	United States	1	yes

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Jul 30, 2024

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$419M	$252M	66.5%	$349M	6.3%	9	11	3	3

Relationships

Registered with (14)

← J••••• J••••Advisorregistration: current employment
Mar 18, 2026 to presentfactForm ADV
← G•• M••• C•••••Advisorregistration: previous registration
Sep 10, 2008 to Jul 15, 2020factForm ADV
← K•••• M•••••• V••••••••Advisorregistration: current employment
Aug 25, 2016 to presentfactForm ADV
← J••••• W•••••• J••••

Dated events

Occurred
Jul 28, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$110M
Occurred
Jun 2, 2022
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 18, 2019
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4c48cd04-2dbf-237d-6205-f49201fd5ab3
First observed: Sep 18, 2019
Last observed: Aug 28, 2026 26 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.