DFX Intelligence
Reading the graph
Reading the graph
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Advisor at W••••••••• C•••••• G••••• L••
Ocean Springs, MS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W••••••••• C•••••• G••••• L•• | Mixed wealth | Oct 27, 2017 | n/a | yes | Ocean Springs, MS | Current employment |
| F•••••••• M••••••••• S••••••••• L•• | n/a | Jul 5, 2011 | Oct 9, 2017 | no | OCEAN SPRINGS, MS |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••••••• M••••••••• S••••••••• L•• | W••••••••• C•••••• G••••• L•• | Oct 9, 2017 | Oct 27, 2017 | 18 | Firm change | Other |
| V••• F•••••••• A•••••••• I••• | F•••••••• M••••••••• S••••••••• L•• | Dec 31, 2004 | Jul 5, 2011 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 132361:118614:MS:2017-10-09 | Oct 9, 2017 | Oct 27, 2017 | OCEAN SPRINGS, MS | Firm change |
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Jan 1, 2004 | Dec 31, 2004 | no | DES MOINES, IA | Previous registration |
| L••••• S••••• S••••••••• I••• | n/a | Sep 4, 2003 | Jan 1, 2004 | no | OCEAN SPRINGS, MS | Previous registration |
| 2,377 |
| Firm change after gap |
| Other |
| L••••• S••••• S••••••••• I••• | V••• F•••••••• A•••••••• I••• | Jan 1, 2004 | Jan 1, 2004 | 0 | Bulk transfer | Other |