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CRD 118614
METAIRIE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| B•••••• S•••• G••••••••• | n/a | METAIRIE, LA | 21 | 22 | n/a | no |
| P••••• L•••••• A•••• | n/a | METAIRIE, LA | 15 | 29 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| G••••••••• B••••••• S•••• | MANAGING PARTNER, CCO | E | yes | 03/2019 | Mar 27, 2019 | Mar 26, 2024 |
| A••••• P•••••• L•••••• | Partner | Na | no | 03/2019 | Mar 27, 2019 | Mar 26, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| A•• W••••• M••••••••• G••••• L•• | n/a | Independent wealth | $336M | N | no | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 0 | 2 | 0.0% | 0 | 0 | 0 | 2 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $335M | $300M | 11.4% | $252M | 9.9% | 9 | 6 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | 2 | Mar 3, 2026 | Mar 4, 2026 | NEW ORLEANS, LA | Team lift out | Ibd to RIA | 0.0% |
| F•••••••• M••••••••• S••••••••• L•• | 2 | Oct 9, 2017 | Oct 27, 2017 |
| no |
| N••••••• A••••••• D•••• | n/a | METAIRIE, LA | 15 | 17 | 1 | no |
| M••• H••••• H••••• | n/a | Ocean Springs, MS | 8 | 32 | 4 | no |
| W•••••• C• B•••• | n/a | Ocean Springs, MS | 8 | 23 | 3 | no |
| B•••• E••••• C••••• | n/a | METAIRIE, LA | 5 | 20 | 2 | no |
| B•••• S• H•••• | Certified Financial Planner | METAIRIE, LA | 0 | 11 | 2 | no |
| M•••••• T••••• F•••••• | n/a | METAIRIE, LA | 0 | 21 | 1 | no |
| Partner |
| Na |
| no |
| 03/2019 |
| Mar 27, 2019 |
| Mar 26, 2024 |
| Mar 25, 2026 |
| $335M |
| $299M |
| 9 |
| 6 |
| 0 |
| n/a |
| n/a |
| 2024 | Mar 27, 2025 | $300M | $268M | 6 | 4 | 0 | n/a | n/a |
| 2023 | Mar 26, 2024 | $293M | $265M | 6 | 4 | 0 | n/a | n/a |
| 2022 | Mar 29, 2023 | $252M | $227M | 6 | 4 | 0 | n/a | n/a |
| 2021 | Mar 25, 2022 | $296M | $265M | 6 | 4 | 0 | n/a | n/a |
| 2020 | Mar 18, 2021 | $254M | $230M | 6 | 3 | 0 | n/a | n/a |
| 2019 | Apr 16, 2020 | $211M | $204M | 6 | 3 | 0 | n/a | n/a |
| 2018 | Mar 27, 2019 | $198M | $189M | 6 | 3 | 1 | n/a | n/a |
| 2017 | Mar 29, 2018 | $182M | $174M | 4 | 2 | 1 | n/a | n/a |
| 2016 | Mar 30, 2017 | $166M | $159M | 4 | 2 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $144M | $144M | 3 | 2 | n/a | n/a | n/a |
| 2014 | Mar 26, 2015 | $147M | $147M | 3 | 2 | n/a | n/a | n/a |
| 2013 | Mar 19, 2014 | $142M | $139M | 3 | 2 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $127M | $123M | 3 | 2 | n/a | n/a | n/a |
| 2011 | Mar 29, 2012 | $113M | $107M | n/a | n/a | n/a | n/a | n/a |
| OCEAN SPRINGS, MS |
| Team lift out |
| Other |
| 100.0% |