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Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
Pittsford, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Oct 16, 2025 | n/a | yes | Pittsford, NY | Current employment |
| VALMARK ADVISERS, INC. | Bd affiliated wealth | Jan 26, 2024 | Apr 23, 2025 | no | Pittsford, NY | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jan 4, 2022 | Mar 3, 2022 | no | Rochester, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VALMARK ADVISERS, INC. | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Apr 23, 2025 | Oct 16, 2025 | 176 | Firm change | Other |
| MML INVESTORS SERVICES, LLC | VALMARK ADVISERS, INC. | Mar 3, 2022 | Jan 26, 2024 | 694 | Firm change after gap | Ibd to ibd |