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Advisor at FIFTH THIRD SECURITIES, INC.
Fresno, CA | SANTA CRUZ, CA | Santa Cruz, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Jul 9, 2026 | n/a | yes | SANTA CRUZ, CA|Fresno, CA | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Aug 21, 2023 | n/a | yes | Santa Cruz, CA|Santa Cruz, CA | Current employment |
| COMERICA SECURITIES | Former SEC adviser | Apr 24, 2002 | Nov 6, 2023 | no | CAPITOLA, CA|SANTA CRUZ, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMERICA SECURITIES | AMERIPRISE FINANCIAL SERVICES, LLC | Nov 6, 2023 | Aug 21, 2023 | -77 | Bulk transfer | RIA to ibd |