DFX Intelligence

Data Factory

RIA / WealthAdvisor26 years in industry

THOMAS PATRICK RYAN

Advisor at HAWKINS INVESTMENT COUNSEL, LLC

Tacoma, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:928b55a2-2afa-0388-0fcc-c2f3d8d12443

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Sep 17, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HAWKINS INVESTMENT COUNSEL, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 17, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jul 17, 2000
First registration: Sep 17, 2012
Dual registered: no
Other names: TOM RYAN|THOMAS PATRICK RYAN|THOMAS PATRICK RYAN
IAPD individual key: 3268892

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HAWKINS INVESTMENT COUNSEL, LLC	Independent wealth	May 19, 2024	n/a	yes	Tacoma, WA	Current employment
STOLZ & ASSOCIATES, PS	Independent wealth	Jul 13, 2023	May 14, 2024	no	TACOMA, WA	Previous registration
ALLIANCEBERNSTEIN L.P.	Other adviser	Jul 17, 2019	Apr 20, 2023	no	Seattle, WA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Sep 17, 2012	Nov 15, 2013	no	TACOMA, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STOLZ & ASSOCIATES, PS	HAWKINS INVESTMENT COUNSEL, LLC	May 14, 2024	May 19, 2024	5	Firm change	RIA to RIA
ALLIANCEBERNSTEIN L.P.	STOLZ & ASSOCIATES, PS	Apr 20, 2023	Jul 13, 2023	84	Firm change	Other
UBS FINANCIAL SERVICES INC.	ALLIANCEBERNSTEIN L.P.	Nov 15, 2013	Jul 17, 2019	2,070	Firm change after gap	Other

Relationships

Registered with (4)

→ HAWKINS INVESTMENT COUNSEL, LLCRegistered adviserregistration: current employment
May 19, 2024 to presentfactForm ADV
→ STOLZ & ASSOCIATES, PSRegistered adviserregistration: previous registration
Jul 13, 2023 to May 14, 2024factForm ADV
→ ALLIANCEBERNSTEIN L.P.Registered adviserregistration: previous registration
Jul 17, 2019 to Apr 20, 2023factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Sep 17, 2012 to Nov 15, 2013factForm ADV

Dated events

Occurred
May 14, 2024
Advisor changed firm
Thomas Patrick Ryan left Stolz & Associates, Ps for Hawkins Investment Counsel, Llc (registered 2024-05-19)
Form ADVobserved 5 days ago
Occurred
Apr 20, 2023
Advisor changed firm
Thomas Patrick Ryan left Alliancebernstein L.P. for Stolz & Associates, Ps (registered 2023-07-13)
Form ADVobserved 5 days ago