DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• P•••••• R•••

H•••••• I••••••••• C••••••• L••independent RIATacoma, WaIA-onlyIAPD 3268892

Feed of 09/14/2026

Also filed as Tom R•••

At current firm

2 y

since May 19, 2024

In the industry

26 y

since Jul 17, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

H•••••• I••••••••• C••••••• L•• independent RIA current
since May 19, 2024 · Tacoma, Wa
S•••• • A••••••••• P• independent RIA
Jul 13, 2023 to May 14, 2024 · Tacoma, Wa
A••••••••• L••• other
Jul 17, 2019 to Apr 20, 2023 · Seattle, Wa
U•• F•••••••• S••••••• I••• wirehouse
Sep 17, 2012 to Nov 15, 2013 · Tacoma, Wa

Moves

a registration end followed by a registration begin elsewhere

S•••• • A••••••••• P• to H•••••• I••••••••• C••••••• L••
left May 14, 2024, registered May 19, 2024 (5 days) · RIA to RIA
A••••••••• L••• to S•••• • A••••••••• P•
left Apr 20, 2023, registered Jul 13, 2023 (84 days) · Other
U•• F•••••••• S••••••• I••• to A••••••••• L•••
left Nov 15, 2013, registered Jul 17, 2019 (2070 days) · Other

Signals

T••••• P•••••• R••• left S•••• • A••••••••• P• for H•••••• I••••••••• C••••••• L•• (registered 2024-05-19)
May 14, 2024 · Advisor changed firm · fact
T••••• P•••••• R••• left A••••••••• L••• for S•••• • A••••••••• P• (registered 2023-07-13)
Apr 20, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address