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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

John J. Hayes

Advisor at J.P. MORGAN SECURITIES LLC

New York, NY | NEW YORK, NY

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Feb 5, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 5, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Apr 13, 2017
First registration: Feb 5, 2003
Dual registered: yes, broker-dealer
Other names: JOHN HAYES|John J Hayes|John Joseph Hayes
IAPD individual key: 4147481

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Jun 25, 2026	n/a	yes	NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|New York, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|New York, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|New York, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|New York, NY\|New York, NY	Current employment
CITI PRIVATE ADVISORY, LLC	Former SEC adviser	Jul 11, 2022	Jun 30, 2010	no	New York, NY\|New York, NY\|New York, NY\|Walden, NY	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Aug 1, 2018	Jun 30, 2026	no	New York, NY\|San Antonio, TX\|NEW YORK, NY\|New York, NY\|New York, NY\|Walden, NY\|Walden, NY	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Apr 21, 2017	Oct 13, 2017	no	LATHAM, NY	Previous registration
J.P. MORGAN INVESTMENT MANAGEMENT INC.	Asset manager	Dec 12, 2008	Nov 10, 2009	no	NEW YORK, NY	Previous registration
BLACKROCK INVESTMENT MANAGEMENT, LLC	Asset manager	Sep 29, 2006	Feb 6, 2007	no	PLAINSBORO, NJ	Previous registration
MERRILL LYNCH INVESTMENT MANAGERS LP	n/a	Feb 5, 2003	Sep 29, 2006	no	PLAINSBORO, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIGROUP GLOBAL MARKETS INC.	CITI PRIVATE ADVISORY, LLC	Jun 30, 2026	Jul 11, 2022	-1,450	Firm change after gap	Other
VALIC FINANCIAL ADVISORS, INC.	CITIGROUP GLOBAL MARKETS INC.	Oct 13, 2017	Aug 1, 2018	292	Firm change	Other
CITI PRIVATE ADVISORY, LLC	J.P. MORGAN SECURITIES LLC	Jun 30, 2010	Jun 25, 2026	5,839	Firm change after gap	Other
J.P. MORGAN INVESTMENT MANAGEMENT INC.	VALIC FINANCIAL ADVISORS, INC.	Nov 10, 2009	Apr 21, 2017	2,719	Firm change after gap	Other
BLACKROCK INVESTMENT MANAGEMENT, LLC	J.P. MORGAN INVESTMENT MANAGEMENT INC.	Feb 6, 2007	Dec 12, 2008	675	Firm change after gap	Other
MERRILL LYNCH INVESTMENT MANAGERS LP	BLACKROCK INVESTMENT MANAGEMENT, LLC	Sep 29, 2006	Sep 29, 2006	0	Bulk transfer	Other

Relationships

Registered with (7)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Jun 25, 2026 to presentfactForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Aug 1, 2018 to Jun 30, 2026factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Apr 21, 2017 to Oct 13, 2017factForm ADV
→ CITI PRIVATE ADVISORY, LLCRegistered adviserregistration: previous registration
Jul 11, 2022 to Jun 30, 2010factForm ADV
→ J.P. MORGAN INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Dec 12, 2008 to Nov 10, 2009factForm ADV
→ BLACKROCK INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 29, 2006 to Feb 6, 2007factForm ADV
→ MERRILL LYNCH INVESTMENT MANAGERS LPRegistered adviserregistration: previous registration
Feb 5, 2003 to Sep 29, 2006factForm ADV

Dated events

Occurred
Jun 30, 2026
Advisor changed firm
John J. Hayes left Citigroup Global Markets Inc. for Citi Private Advisory, Llc (registered 2022-07-11)
Form ADVobserved 4 days ago