RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• J• H••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Jun 25, 2026 · New York, Ny
- C••• P•••••• A•••••••• L•• formerJul 11, 2022 to Jun 30, 2010 · New York, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedAug 1, 2018 to Jun 30, 2026 · New York, Ny
- V•••• F•••••••• A•••••••• I••• BD affiliatedApr 21, 2017 to Oct 13, 2017 · Latham, Ny
- J••• M••••• I••••••••• M••••••••• I••• asset managerDec 12, 2008 to Nov 10, 2009 · New York, Ny
- B•••••••• I••••••••• M••••••••• L•• asset managerSep 29, 2006 to Feb 6, 2007 · Plainsboro, Nj
- M•••••• L•••• I••••••••• M••••••• L• unclassifiedFeb 5, 2003 to Sep 29, 2006 · Plainsboro, Nj
- C•••••••• G••••• M•••••• I••• to C••• P•••••• A•••••••• L••left Jun 30, 2026, registered Jul 11, 2022 (-1450 days) · Other
- V•••• F•••••••• A•••••••• I••• to C•••••••• G••••• M•••••• I•••left Oct 13, 2017, registered Aug 1, 2018 (292 days) · Other
- C••• P•••••• A•••••••• L•• to J••• M••••• S••••••••• L••left Jun 30, 2010, registered Jun 25, 2026 (5839 days) · Other
- J••• M••••• I••••••••• M••••••••• I••• to V•••• F•••••••• A•••••••• I•••left Nov 10, 2009, registered Apr 21, 2017 (2719 days) · Other
- B•••••••• I••••••••• M••••••••• L•• to J••• M••••• I••••••••• M••••••••• I•••left Feb 6, 2007, registered Dec 12, 2008 (675 days) · Other
- M•••••• L•••• I••••••••• M••••••• L• to B•••••••• I••••••••• M••••••••• L••left Sep 29, 2006, registered Sep 29, 2006 (0 days) · corporate re-registration, not a move
- J••• J• H•••• left C•••••••• G••••• M•••••• I••• for C••• P•••••• A•••••••• L•• (registered 2022-07-11)Jun 30, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address