DFX Intelligence

M•••••• D•••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

M•••••• D•••• H••••••

Advisor at R•• A•••••••• L••

VESTAVIA HILLS, AL | LUDINGTON, MI

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Search this name across graphsid dfx:ria:928e3e93-64f3-0090-14ef-6459e1936302

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 23, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 9, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• A•••••••• L••	Independent wealth	Nov 15, 2019	n/a	yes	VESTAVIA HILLS, AL\|LUDINGTON, MI	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Dec 11, 2013	Nov 25, 2019	no	LUDINGTON, MI\|FREMONT, MI\|Spring Lake, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	R•• A•••••••• L••	Nov 25, 2019	Nov 15, 2019	-10	Firm change	Ibd to RIA
E••••• J••••	A••••••••• F•••••••• S•••••••• L••	Dec 3, 2013	Dec 11, 2013

Relationships

Registered with (3)

→ R•• A•••••••• L••Registered adviserregistration: current employment
Nov 15, 2019 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 11, 2013 to Nov 25, 2019factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Oct 23, 2009 to Dec 3, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:928e3e93-64f3-0090-14ef-6459e1936302
First observed: Oct 23, 2009
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.