DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

INVESTEC WEALTH STRATEGIES

INVESTEC ADVISORY GROUP, L.P., CRD 109417

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9290aed2-3471-32eb-803e-6ef43ea685ea

Data as of Sep 27, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 6
On other graphs: 0
Observed: Mar 28, 2012 to Sep 27, 2021
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $701MItem 5.F on the latest filing (2021-09-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $629M
Private client RAUM: $651MderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,117
Individual clients: 126
High net worth clients: 155
Custody, client assets: $135M
SEC number: 801-57761
CRD: 109417
Filings on the tape: 18
First filed: Mar 28, 2012
Latest filed: Sep 27, 2021
Organised: Limited Partnership, Texas

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GOOTT, DANIEL, RYAN	CHIEF COMPLIANCE OFFICER, PRINCIPAL	Na	yes	07/2012	Mar 25, 2016	Sep 27, 2021
GOOTT, JOHN	MANAGING MEMBER	E	yes	02/2014	Mar 28, 2012	Sep 27, 2021
GOOTT, JOHN	FOUNDING PRINCIPAL	Na	yes	05/2000	Mar 28, 2012	Sep 27, 2021
INVESTEC GROUP HOLDINGS, LLC	GENERAL PARTNER	Na	yes	05/2000	Mar 28, 2012	Sep 27, 2021
JHB HOLDINGS, LLC	MANAGING MEMBER	E	yes	02/2014	Mar 28, 2014	Sep 27, 2021
JHB HOLDINGS, LLC	Owner	E	yes	02/2014	Mar 28, 2014	Sep 27, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
INVESTEC ASSET MANAGEMENT GROUP, INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 31, 2021	$701M	$629M	11	5	0	n/a	n/a
2019	Mar 30, 2020	$598M	$544M	11	7	0	n/a	n/a
2018	Mar 22, 2019	$532M	$489M	9	6	0	n/a	n/a
2017	Mar 30, 2018	$566M	$516M	7	5	0	n/a	n/a
2016	Mar 28, 2017	$474M	$415M	8	6	n/a	n/a	n/a
2015	Mar 25, 2016	$449M	$402M	8	4	n/a	n/a	n/a
2014	Mar 27, 2015	$456M	$407M	9	4	n/a	n/a	n/a
2013	Mar 28, 2014	$411M	$344M	6	4	n/a	n/a	n/a
2012	Mar 27, 2013	$318M	$276M	7	4	n/a	n/a	n/a
2011	Mar 28, 2012	$251M	$224M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$701M	$598M	17.2%	$566M	7.4%	11	11	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CERITY PARTNERS LLC	4	Jan 28, 2022	Feb 22, 2022	HOUSTON, TX	Firm absorbed	RIA to RIA	80.0%

Relationships

Controls (4)

← GOOTT, JOHNOwnerMANAGING MEMBER, ownership code E, individual
Mar 28, 2012 to presentfactForm ADV
← GOOTT, DANIEL, RYANOwnerCHIEF COMPLIANCE OFFICER, PRINCIPAL, ownership code NA, individual
Mar 25, 2016 to presentfactForm ADV
← INVESTEC GROUP HOLDINGS, LLCOwnerGENERAL PARTNER, ownership code NA, domestic entity
Mar 28, 2012 to presentfactForm ADV
← JHB HOLDINGS, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Mar 28, 2014 to presentfactForm ADV

Moved with (1)

→ CERITY PARTNERS LLCRegistered adviser4 advisors, firm absorbed, same day
Jan 28, 2022 to Feb 22, 2022factForm ADV

Registered with (8)

← JOHN GOOTTAdvisorregistration: previous registration
Jan 23, 2002 to Jan 28, 2022factForm ADV
← DANIEL RYAN GOOTTAdvisorregistration: previous registration
Jul 2, 2003 to Jan 28, 2022factForm ADV
← JONATHAN ROWE SALVATOAdvisorregistration: previous registration
Mar 13, 2018 to Jan 28, 2022factForm ADV
← Aurora Margarita BarcenasAdvisorregistration: previous registration
Feb 12, 2020 to Jan 28, 2022factForm ADV
← DOUGLAS F GARRISONAdvisorregistration: previous registration
Feb 28, 2011 to Jan 28, 2022factForm ADV
← LIEM THANH HOANGAdvisorregistration: previous registration
Feb 12, 2020 to Mar 11, 2021factForm ADV
← CHARLES CHESTER MCRAEAdvisorregistration: previous registration
Apr 1, 2017 to Jan 29, 2020factForm ADV
← CLARK MONROE BLACKMANAdvisorregistration: previous registration
Jan 23, 2002 to Dec 31, 2006factForm ADV

Dated events

Occurred
Jan 28, 2022
Firm absorbed
Investec Wealth Strategies's advisors moved to Cerity Partners LLC (Houston, TX): 4 of 5 registered, on the same day
Form ADVobserved 4 days ago
4 advisors
Occurred
Jan 28, 2022
Advisor changed firm
Douglas F Garrison left Investec Wealth Strategies for Cerity Partners Llc (registered 2022-02-22)
Form ADVobserved 5 days ago
Occurred
Jan 28, 2022
Advisor changed firm
Jonathan Rowe Salvato left Investec Wealth Strategies for Cerity Partners Llc (registered 2022-02-22)
Form ADVobserved 5 days ago
Occurred
Jan 28, 2022
Advisor changed firm
Aurora Margarita Barcenas left Investec Wealth Strategies for Hightower Advisors, Llc (registered 2022-04-07)
Form ADVobserved 5 days ago
Occurred
Jan 28, 2022
Advisor changed firm
Daniel Ryan Goott left Investec Wealth Strategies for Cerity Partners Llc (registered 2022-02-22)
Form ADVobserved 5 days ago
Occurred
Jan 28, 2022
Advisor changed firm
John Goott left Investec Wealth Strategies for Cerity Partners Llc (registered 2022-02-22)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9290aed2-3471-32eb-803e-6ef43ea685ea
First observed: Mar 28, 2012
Last observed: Sep 27, 2021 60 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

INVESTEC WEALTH STRATEGIES

INVESTEC ADVISORY GROUP, L.P., CRD 109417

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9290aed2-3471-32eb-803e-6ef43ea685ea

Data as of Sep 27, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:36 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GOOTT, DANIEL, RYAN

CHIEF COMPLIANCE OFFICER, PRINCIPAL

yes

07/2012

Mar 25, 2016

Sep 27, 2021

GOOTT, JOHN

MANAGING MEMBER

yes

02/2014

Mar 28, 2012

Sep 27, 2021

GOOTT, JOHN

FOUNDING PRINCIPAL

yes

05/2000

Mar 28, 2012

Sep 27, 2021

INVESTEC GROUP HOLDINGS, LLC

GENERAL PARTNER

yes

05/2000

Mar 28, 2012

Sep 27, 2021

JHB HOLDINGS, LLC

MANAGING MEMBER

yes

02/2014

Mar 28, 2014

Sep 27, 2021

JHB HOLDINGS, LLC

Owner

yes

02/2014

Mar 28, 2014

Sep 27, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

INVESTEC ASSET MANAGEMENT GROUP, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 31, 2021

$701M

$629M

n/a

2019

Mar 30, 2020

$598M

$544M

n/a

2018

Mar 22, 2019

$532M

$489M

n/a

2017

Mar 30, 2018

$566M

$516M

n/a

2016

Mar 28, 2017

$474M

$415M

n/a

2015

Mar 25, 2016

$449M

$402M

n/a

2014

Mar 27, 2015

$456M

$407M

n/a

2013

Mar 28, 2014

$411M

$344M

n/a

2012

Mar 27, 2013

$318M

$276M

n/a

2011

Mar 28, 2012

$251M

$224M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$701M

$598M

17.2%

$566M

7.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CERITY PARTNERS LLC

Jan 28, 2022

Feb 22, 2022

HOUSTON, TX

Firm absorbed

RIA to RIA

80.0%