DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Investec Wealth Strategies

Former SEC-registered adviserHouston, TexasCRD 109417SEC 801-57761IAPD
Legal name Investec Advisory Group, L.P.
Latest filing Sep 27, 2021
First filing on the tape Mar 28, 2012 · 18 filings
RAUM
$701M
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
93%
$651M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$701M as of Mar 31, 2021
Mar 28, 2012$251M then
HNW client RAUM$611M as of Mar 31, 2021
Mar 30, 2018$506M then
State-registered IARs (5.B.3)5 as of Mar 31, 2021
Mar 28, 20120 then
Employees (5.A)11 as of Mar 31, 2021
Mar 27, 20137 then
Private funds: no history
RAUM +17% over the last fiscal year+7.4% a year over threeIARs 7 to 5
Practice profile
derived from the filing of Sep 27, 2021; every figure names its basis
RAUM per advisor
$140MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
56derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.9MderivedHNW RAUM over HNW clients
Average account
$627,190derivedRAUM over accounts (5.F.2.f)
Discretionary
90%derivedof RAUM
Institutional
7.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.2derivedItem 5.A over advisors
Advisors per office
5.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+17%derivedbetween the last two annual amendments
Advisor growth, one year
-29%derivedItem 5.B.3 between annual amendments
Client growth, one year
+0.4%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Custody
$135M, 95 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$611M87%
  • Pension and profit-sharing plans$45.4M6.5%
  • Individuals$39.5M5.6%
  • Charitable organizations$4.3M0.6%
Individual clients
126reported
HNW clients
155reported
Pension plan clients
8reported
Charitable clients
n/areported
Accounts
1,117reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
$135M for 95 clientsreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Ryan Daniel Goott · Chief Compliance Officer, Principalcontrol
      since 07/2012 · owns less than 5%
    • John Goott · Founding Principalcontrol
      since 05/2000 · owns less than 5%
    • John Goott · Managing Membercontrol
      since 02/2014 · owns 75% or more of Jhb Holdings, LLC
    Entity owners
    • Investec Group Holdings, LLC · General Partner
      direct · owns less than 5%
    • Jhb Holdings, LLC · Owner
      direct · owns 75% or more
    • Jhb Holdings, LLC · Managing Member
      indirect · owns 75% or more of Investec Group Holdings, LLC
    Related persons
    Schedule D 7.A
    • Investec Asset Management Group, Inc.
      real estaten
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 1,037 to 1,117
      Jun 24, 2020 to Mar 31, 2021
    • Advisory employees · 7 to 5
      Jun 24, 2020 to Mar 31, 2021
    • Charity clients · 2.0 to unset
      Jun 24, 2020 to Mar 31, 2021
    • HNW clients · 141 to 155
      Jun 24, 2020 to Mar 31, 2021
    • Individual clients · 139 to 126
      Jun 24, 2020 to Mar 31, 2021
    • Assets in custody · $102M to $135M
      Jun 24, 2020 to Mar 31, 2021
    • State-registered IARs · 7 to 5
      Jun 24, 2020 to Mar 31, 2021
    • Discretionary RAUM · $544M to $629M
      Jun 24, 2020 to Mar 31, 2021
    • HNW RAUM · $526M to $611M
      Jun 24, 2020 to Mar 31, 2021
    • Individual RAUM · $46.4M to $39.5M
      Jun 24, 2020 to Mar 31, 2021
    • Non-discretionary RAUM · $53.5M to $71.8M
      Jun 24, 2020 to Mar 31, 2021
    • Pension RAUM · $22.4M to $45.4M
      Jun 24, 2020 to Mar 31, 2021
    • RAUM · $598M to $701M
      Jun 24, 2020 to Mar 31, 2021
    • Accounts · 1,014 to 1,037
      Mar 22, 2019 to Mar 30, 2020
    • Advisory employees · 6 to 7
      Mar 22, 2019 to Mar 30, 2020
    • HNW clients · 128 to 141
      Mar 22, 2019 to Mar 30, 2020
    • Individual clients · 142 to 139
      Mar 22, 2019 to Mar 30, 2020
    • Assets in custody · $83.2M to $102M
      Mar 22, 2019 to Mar 30, 2020
    • Employees · 9 to 11
      Mar 22, 2019 to Mar 30, 2020
    • State-registered IARs · 6 to 7
      Mar 22, 2019 to Mar 30, 2020
    • Discretionary RAUM · $489M to $544M
      Mar 22, 2019 to Mar 30, 2020
    • HNW RAUM · $464M to $526M
      Mar 22, 2019 to Mar 30, 2020
    • Individual RAUM · $47.4M to $46.4M
      Mar 22, 2019 to Mar 30, 2020
    • Non-discretionary RAUM · $43.1M to $53.5M
      Mar 22, 2019 to Mar 30, 2020
    • Pension RAUM · $17.6M to $22.4M
      Mar 22, 2019 to Mar 30, 2020
    • RAUM · $532M to $598M
      Mar 22, 2019 to Mar 30, 2020
    • Accounts · 901 to 1,014
      Mar 30, 2018 to Mar 22, 2019
    • Advisory employees · 5 to 6
      Mar 30, 2018 to Mar 22, 2019
    • BD registered reps · 0 to 1
      Mar 30, 2018 to Mar 22, 2019
    • HNW clients · 133 to 128
      Mar 30, 2018 to Mar 22, 2019
    • Individual clients · 111 to 142
      Mar 30, 2018 to Mar 22, 2019
    • Assets in custody · $224M to $83.2M
      Mar 30, 2018 to Mar 22, 2019
    • Employees · 7 to 9
      Mar 30, 2018 to Mar 22, 2019
    • Financial planning clients · 51-100 to 101-250
      Mar 30, 2018 to Mar 22, 2019
    • State-registered IARs · 5 to 6
      Mar 30, 2018 to Mar 22, 2019
    • Discretionary RAUM · $516M to $489M
      Mar 30, 2018 to Mar 22, 2019
    • HNW RAUM · $506M to $464M
      Mar 30, 2018 to Mar 22, 2019
    • Individual RAUM · $36.1M to $47.4M
      Mar 30, 2018 to Mar 22, 2019
    • Non-discretionary RAUM · $49.8M to $43.1M
      Mar 30, 2018 to Mar 22, 2019
    • Pension RAUM · $21.5M to $17.6M
      Mar 30, 2018 to Mar 22, 2019
    Signals
    6 dated events
    • Douglas F Garrison left Investec Wealth Strategies for Cerity Partners Llc (registered 2022-02-22)
      Jan 28, 2022 · Advisor changed firm · fact
    • Daniel Ryan Goott left Investec Wealth Strategies for Cerity Partners Llc (registered 2022-02-22)
      Jan 28, 2022 · Advisor changed firm · fact
    • John Goott left Investec Wealth Strategies for Cerity Partners Llc (registered 2022-02-22)
      Jan 28, 2022 · Advisor changed firm · fact
    • Jonathan Rowe Salvato left Investec Wealth Strategies for Cerity Partners Llc (registered 2022-02-22)
      Jan 28, 2022 · Advisor changed firm · fact
    • Aurora Margarita Barcenas left Investec Wealth Strategies for Hightower Advisors, Llc (registered 2022-04-07)
      Jan 28, 2022 · Advisor changed firm · fact
    • Investec Wealth Strategies's advisors moved to Cerity Partners LLC (Houston, TX): 4 of 5 registered, on the same day
      Jan 28, 2022 · Firm absorbed (people side) · derived
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026