DFX Intelligence

B•••••• P••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

B•••••• P••••• S•••••

Advisor at C• A•••••••• L••

SCOTTSDALE, AZ | BOSTON, MA

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Search this name across graphsid dfx:ria:9299a5a2-a53a-01e3-0c52-793aeba59c1f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 21, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 8, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C• A•••••••• L••	Independent wealth	Jul 20, 2026	n/a	yes	BOSTON, MA\|SCOTTSDALE, AZ	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Apr 21, 2011	Jul 29, 2026	no	Phoenix, AZ\|Phoenix, AZ\|Albuquerque, NM

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	C• A•••••••• L••	Jul 29, 2026	Jul 20, 2026	-9	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ C• A•••••••• L••Registered adviserregistration: current employment
Jul 20, 2026 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Apr 21, 2011 to Jul 29, 2026factForm ADV

Dated events

Occurred
Jul 29, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9299a5a2-a53a-01e3-0c52-793aeba59c1f
First observed: Apr 21, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.