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FINANCIAL COUNSELORS INC, CRD 106398
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| PETER GORDON GREIG | Chartered Financial Analyst | OVERLAND PARK, KS | 28 | 36 | n/a | no |
| BRADLEY ANTHONY BERGMAN | n/a | KANSAS CITY, MO | 25 | 33 | n/a | no |
| GARY BRUCE CLOUD | Chartered Financial Analyst | OVERLAND PARK, KS | 22 | 43 | n/a | no |
| JEFFREY ALAN WHITE | n/a | OVERLAND PARK, KS | 14 | 24 | n/a | no |
| WILLIAM EDWARD KOEHLER | Chartered Financial Analyst | OVERLAND PARK, KS | 12 | 18 | 2 | no |
| JAMES FRANCIS BRAUNSDORF | Chartered Financial Analyst | OVERLAND PARK, KS | 9 | 16 | n/a | no |
| JONATHAN BLAINE LEWIS | n/a | OVERLAND PARK, KS | 8 | 17 | 1 | no |
| BRANDON Jude HAVERKAMP | Chartered Financial Analyst | OVERLAND PARK, KS | 0 | 11 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BERGMAN, BRADLEY, ANTHONY | DIRECTOR, CHAIRMAN OF THE BOARD | Na | yes | 08/2011 | Mar 29, 2012 | May 24, 2024 |
| BERGMAN, BRADLEY, ANTHONY | PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD | D | yes | 01/2005 | Mar 29, 2012 | May 24, 2024 |
| FCI HOLDING CORPORATION | PARENT COMPANY OF FINANCIAL COUNSELORS, INC. | E | yes | 07/1999 | Mar 29, 2012 | May 24, 2024 |
| KOEHLER, WILLIAM, EDWARD | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | Na | yes | 08/2014 | Aug 5, 2014 | May 24, 2024 |
| MTC HOLDING CORPORATION | Shareholder | E | yes | 01/2005 | Mar 29, 2012 | May 24, 2024 |
| ALLISON, MARK, STERLING | DIRECTOR, EXECUTIVE VICE PRESIDENT, PORTFOLIO MANAGER | Na | no | 04/2008 | Mar 29, 2012 | May 24, 2024 |
| BERKLEY, STUART, CARLTON | DIRECTOR, SENIOR VICE PRESIDENT,CHIEF WEALTH STRATEGIST | Na | no | 04/2008 | Mar 29, 2012 | May 24, 2024 |
| CALLEGARI, JOHN, DAVID | DIRECTOR, VICE PRESIDENT, PORTFOLIO MANAGER | Na | no | 09/2021 | Mar 8, 2022 | May 24, 2024 |
| CLOUD, GARY, BRUCE | DIRECTOR, SENIOR VICE PRESIDENT, CO-CHIEF INVEST. OFFICER-FIXED INCOME | Na | no | 04/2008 | Mar 29, 2012 | May 24, 2024 |
| CLUNE, UTE, DALEY | DIRECTOR, MANAGING DIRECTOR | Na | no | 01/2021 | Mar 17, 2021 | May 24, 2024 |
| COURTNEY, WILLIAM, MICHAEL | DIRECTOR, SENIOR VICE PRESIDENT, CO-CHIEF INVEST. OFFICER-SELECT GROWTH | Na | no | 04/2008 | Mar 29, 2012 | May 24, 2024 |
| GREIG, PETER, GORDON | DIRECTOR, SENIOR VICE PRESIDENT, CO-CHIEF INVEST. OFFICER- FIXED INCOME | Na | no | 02/1998 | Mar 29, 2012 | May 24, 2024 |
| HAGEMANN, ALFRED, CARL | Director | Na | no | 10/2003 | Mar 29, 2012 | May 24, 2024 |
| HILL, BENJAMIN, VINCENT | DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | Na | no | 07/2016 | Aug 22, 2016 | May 24, 2024 |
| HUNTER, ROBERT, TYLER | DIRECTOR, VICE CHAIRMAN | Na | no | 04/2003 | Mar 29, 2012 | May 24, 2024 |
| JOHNSON, TIMOTHY, ANDREW | Cfo | Na | no | 01/2018 | Feb 8, 2018 | May 24, 2024 |
| LAROSE, TODD, ALLEN | DIRECTOR, VICE PRESIDENT, PORTFOLIO MANAGER | Na | no | 05/2018 | Jun 28, 2018 | May 24, 2024 |
| MONTGOMERY, MATTHEW, LINK | DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | Na | no | 07/2016 | Aug 22, 2016 | May 24, 2024 |
| MORRISON, ROBERT, EUGENE | Director | Na | no | 01/2022 | Mar 22, 2023 | May 24, 2024 |
| MUTHER, ANDREW, RICHARD | DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | Na | no | 07/2016 | Aug 22, 2016 | May 24, 2024 |
| OTTO, JEFFREY, BRENDON | DIRECTOR, SENIOR VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER, SELECT GROWTH | Na | no | 05/2018 | Jun 28, 2018 | May 24, 2024 |
| PATTERSON, KRISTIN, KNIGHT | DIRECTOR, SENIOR VICE PRESIDENT, HEAD OF INVESTMENT MANAGER RESEARCH, PORTFOLIO MANAGER | Na | no | 02/2018 | Jun 28, 2018 | May 24, 2024 |
| PEROTT, BRIAN, EUGENE | DIRECTOR, SENIOR VICE PRESIDENT, MANAGING DIRECTOR, ASSISTANT SECRETARY | Na | no | 04/2008 | Mar 29, 2012 | May 24, 2024 |
| PERRY, STACEY, DEAN | Director | Na | no | 07/2015 | Oct 22, 2015 | May 24, 2024 |
| SCHAFF, AMY, LYN | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER, SECRETARY, ASST. TREASURER | Na | no | 07/2010 | Mar 29, 2012 | May 24, 2024 |
| SCHAFF, VAL, FREDERICK | DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER, ASSISTANT SECRETARY | Na | no | 04/2008 | Mar 29, 2012 | May 24, 2024 |
| SCHUMANN, DENNIS, PATRICK | DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | Na | no | 07/2016 | Aug 22, 2016 | May 24, 2024 |
| SOLLARS, SCOTT, PRESTON | DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | Na | no | 05/2018 | Jun 28, 2018 | May 24, 2024 |
| UNTERHALTER, BRYAN, ANTHONY | DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | Na | no | 04/2019 | Mar 16, 2020 | May 24, 2024 |
| WEST, EMILY, PAGE | DIRECTOR, VICE PRESIDENT, DIRECTOR OF WEALTH PLANNING, PORTFOLIO MANAGER | Na | no | 05/2018 | Jun 28, 2018 | May 24, 2024 |
| YOST, DAVID, BRENT | Director | Na | no | 10/2020 | Mar 8, 2022 | May 24, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| BENEFIT TRUST COMPANY | n/a | n/a | n/a | N | no | n/a |
| MAINSTAR TRUST | n/a | n/a | n/a | N | no | n/a |
| MIDWEST INSTITUTIONAL TRUST COMPANY | n/a | n/a | n/a | N | no | n/a |
| MIDWEST SPECIALIZED INSURANCE | n/a | n/a | n/a | N | no | n/a |
| MIDWEST TRUST COMPANY | n/a | n/a | n/a | N | yes | Ks |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Shelton | Ct | United States | 9 | no |
| GREENWOOD VILLAGE | Co | United States | 1 | no |
| Clayton | Mo | United States | 1 | no |
| KANSAS CITY | Mo | United States | 1 | no |
| Westerville | Oh | United States | 1 | no |
| Vancouver | Wa | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 12, 2026 | $1.5B | $1.5B | 22 | 6 | 0 | n/a | n/a |
| 2024 | Mar 26, 2025 | $17B | $16B | 70 | 41 | 6 | n/a | n/a |
| 2023 | Mar 21, 2024 | $15B | $14B | 68 | 32 | 6 | n/a | n/a |
| 2022 | Mar 22, 2023 | $13B | $12B | 67 | 41 | 6 | n/a | n/a |
| 2021 | Mar 8, 2022 | $14B | $13B | 61 | 40 | 5 | n/a | n/a |
| 2020 | Mar 17, 2021 | $12B | $11B | 65 | 38 | 6 | n/a | n/a |
| 2019 | Mar 16, 2020 | $9.9B | $8.7B | 61 | 38 | 5 | n/a | n/a |
| 2018 | Mar 4, 2019 | $8.1B | $7.1B | 63 | 40 | 5 | n/a | n/a |
| 2017 | Feb 8, 2018 | $8.2B | $7.1B | 59 | 41 | 4 | n/a | n/a |
| 2016 | Feb 23, 2017 | $7.2B | $6.3B | 60 | 39 | n/a | n/a | n/a |
| 2015 | Mar 15, 2016 | $6.3B | $5.4B | 58 | 42 | n/a | n/a | n/a |
| 2014 | Mar 24, 2015 | $6.3B | $5.4B | 59 | 41 | n/a | n/a | n/a |
| 2013 | Mar 19, 2014 | $5.4B | $4.7B | 55 | 34 | n/a | n/a | n/a |
| 2012 | Mar 15, 2013 | $4.9B | $4.3B | 52 | 33 | n/a | n/a | n/a |
| 2011 | Mar 29, 2012 | $4.5B | $3.9B | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.5B | $17B | -91.4% | $13B | -51.5% | 22 | 70 | 0 | 6 |