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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

Johann M Tampinco

Advisor at J.P. MORGAN SECURITIES LLC

Bellevue, WA | CHICAGO, IL

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Search this name across graphsid dfx:ria:92a50962-488f-efe6-50d8-f1f6bb5d32ef

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 21, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 21, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Nov 21, 2006
First registration: Feb 21, 2007
Dual registered: yes, broker-dealer
Other names: JOHANN TAMPINCO|JAY TAMPINCO|JOHANN MENDOZA TAMPINCO
IAPD individual key: 5224211

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Nov 20, 2023	n/a	yes	CHICAGO, IL\|Bellevue, WA	Current employment
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Former SEC adviser	Aug 11, 2020	Mar 21, 2025	no	Bellevue, WA\|Bellevue, WA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 16, 2009	Sep 4, 2020	no	BELLEVUE, WA\|MERCER ISLAND, WA\|GREAT NECK, NY\|BELLEVUE, WA\|BELLEVUE, WA\|BELLEVUE, WA\|SEATTLE, WA\|BELLEVUE, WA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	May 2, 2009	Dec 7, 2009	no	SEATTLE, WA	Previous registration
WAMU INVESTMENTS, INC.	n/a	Mar 16, 2009	May 2, 2009	no	SEATTLE, WA	Previous registration
REGAL ADVISORY SERVICES, INC.	Former SEC adviser	Feb 21, 2007	Jul 24, 2009	no	REDLANDS, CA\|WOODLAND HILLS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	J.P. MORGAN SECURITIES LLC	Mar 21, 2025	Nov 20, 2023	-487	Bulk transfer	Ibd to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Sep 4, 2020	Aug 11, 2020	-24	Firm change	Wirehouse to ibd
CHASE INVESTMENT SERVICES CORP.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Dec 7, 2009	Dec 16, 2009	9	Firm change	Other
REGAL ADVISORY SERVICES, INC.	WAMU INVESTMENTS, INC.	Jul 24, 2009	Mar 16, 2009	-130	Firm change after gap	Other
WAMU INVESTMENTS, INC.	CHASE INVESTMENT SERVICES CORP.	May 2, 2009	May 2, 2009	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:108559:WA:2020-09-01	Sep 4, 2020	Aug 11, 2020	BELLEVUE, WA	Firm change

Relationships

Registered with (6)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Nov 20, 2023 to presentfactForm ADV
→ J.P. MORGAN PRIVATE WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
Aug 11, 2020 to Mar 21, 2025factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 16, 2009 to Sep 4, 2020factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
May 2, 2009 to Dec 7, 2009factForm ADV
→ REGAL ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Feb 21, 2007 to Jul 24, 2009factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
Mar 16, 2009 to May 2, 2009factForm ADV

Dated events

No dated event names this entity yet.