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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

HARVEST CAPITAL ADVISORS INC.

CRD 126150

BELLEVUE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:92a68d23-053c-79e2-063e-b7dcda4c65d5

Data as of Mar 26, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Feb 6, 2012 to Mar 26, 2019
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $74.1MItem 5.F on the latest filing (2019-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $74.1M
Private client RAUM: $74.1MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 392
Individual clients: 124
High net worth clients: 23
SEC number: 801-61928
CRD: 126150
Filings on the tape: 22
First filed: Feb 6, 2012
Latest filed: Mar 26, 2019
Organised: Corporation, Washington

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Abbott, Catherine	CHIEF COMPLIANCE OFFICER	D	yes	02/2019	Mar 16, 2019	Mar 26, 2019
ABBOTT, ROBERT, OAKLEY	Principal	D	yes	03/2003	Feb 6, 2012	Mar 26, 2019

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 26, 2019	$74.1M	$74.1M	2	2	0	n/a	n/a
2017	Mar 20, 2018	$144M	$144M	6	6	0	n/a	n/a
2016	Mar 31, 2017	$159M	$0	7	4	n/a	n/a	n/a
2015	Mar 22, 2016	$157M	$0	7	4	n/a	n/a	n/a
2014	Apr 1, 2015	$170M	$167M	6	4	n/a	n/a	n/a
2013	Apr 2, 2014	$170M	$168M	7	5	n/a	n/a	n/a
2012	Apr 1, 2013	$149M	$148M	8	4	n/a	n/a	n/a
2011	Apr 13, 2012	$141M	$139M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$74.1M	$144M	-48.7%	$157M	-22.2%	2	6	0	0

Relationships

Controls (2)

← ABBOTT, ROBERT, OAKLEYOwnerPRINCIPAL, ownership code D, individual
Feb 6, 2012 to presentfactForm ADV
← Abbott, CatherineOwnerCHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 16, 2019 to presentfactForm ADV

Registered with (6)

← Jason Lee TafoyaAdvisorregistration: previous registration
Jan 21, 2019 to Jan 21, 2019factForm ADV
← ROBERT EDWARD KEILINAdvisorregistration: previous registration
Mar 28, 2013 to Mar 31, 2015factForm ADV
← BRIAN DOUGLAS GAWTHROPAdvisorregistration: previous registration
May 24, 2010 to Oct 8, 2010factForm ADV
← JANET HARRIS WEISMANAdvisorregistration: previous registration
May 22, 2003 to Oct 5, 2010factForm ADV
← ELLEN JEAN WEBBERAdvisorregistration: previous registration
Dec 15, 2004 to Oct 9, 2008factForm ADV
← BRENT HARVEY SOLOWAYAdvisorregistration: previous registration
Dec 15, 2004 to Nov 9, 2007factForm ADV

Dated events

Occurred
Mar 16, 2019
Control person left
Ann Lynette Johnson (Principal & Director) no longer on Schedule A of Harvest Capital Advisors Inc. (listed 2019-01-22, absent 2019-03-16)
Form ADVobserved 3 days ago
Occurred
Mar 16, 2019
Control person left
Stephanie Pitts (Chief Compliance Officer) no longer on Schedule A of Harvest Capital Advisors Inc. (listed 2019-01-22, absent 2019-03-16)
Form ADVobserved 3 days ago
Occurred
Mar 16, 2019
Control person joined
Catherine Abbott (Chief Compliance Officer) appeared on Schedule A of Harvest Capital Advisors Inc.
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:92a68d23-053c-79e2-063e-b7dcda4c65d5
First observed: Feb 6, 2012
Last observed: Mar 26, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HARVEST CAPITAL ADVISORS INC.

CRD 126150

BELLEVUE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:92a68d23-053c-79e2-063e-b7dcda4c65d5

Data as of Mar 26, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:20 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Abbott, Catherine

CHIEF COMPLIANCE OFFICER

yes

02/2019

Mar 16, 2019

Mar 26, 2019

ABBOTT, ROBERT, OAKLEY

Principal

yes

03/2003

Feb 6, 2012

Mar 26, 2019

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 26, 2019

$74.1M

n/a

2017

Mar 20, 2018

$144M

n/a

2016

Mar 31, 2017

$159M

n/a

2015

Mar 22, 2016

$157M

n/a

2014

Apr 1, 2015

$170M

$167M

n/a

2013

Apr 2, 2014

$170M

$168M

n/a

2012

Apr 1, 2013

$149M

$148M

n/a

2011

Apr 13, 2012

$141M

$139M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$74.1M

$144M

-48.7%

$157M

-22.2%