DFX Intelligence

B•••• D•••••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner24 years in industry

B•••• D•••••• G•••••••

Advisor at F••• C•••••

KIRKLAND, WA

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Search this name across graphsid dfx:ria:96406101-1a76-4edc-33c1-48c0f0a73860

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: May 20, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••• C•••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 17, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••• C•••••	State registered	Jun 8, 2022	n/a	yes	KIRKLAND, WA	Current employment
R••••••••• F••••••••	Independent wealth	Jul 20, 2016	Feb 28, 2022	no	KIRKLAND, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••••••• F••••••••	F••• C•••••	Feb 28, 2022	Jun 8, 2022	100	Firm change	RIA to state RIA
F••• C••••• F••••••••• L••	R••••••••• F••••••••	May 7, 2015	Jul 20, 2016

Relationships

Registered with (8)

→ F••• C•••••Registered adviserregistration: current employment
Jun 8, 2022 to presentfactForm ADV
→ R••••••••• F••••••••Registered adviserregistration: previous registration
Jul 20, 2016 to Feb 28, 2022factForm ADV
→ F••• C••••• F••••••••• L••Registered adviserregistration: previous registration
Oct 5, 2012 to May 7, 2015factForm ADV
→ H•••••• A•••• M•••••••••Registered adviser

Dated events

Occurred
Feb 28, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:96406101-1a76-4edc-33c1-48c0f0a73860
First observed: May 20, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.