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Advisor at OSAIC WEALTH, INC.
IDAHO FALLS, ID
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jan 19, 2024 | n/a | yes | IDAHO FALLS, ID | Current employment |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Sep 13, 2017 | Jan 19, 2024 | no | IDAHO FALLS, ID|MCKINNEY, TX|IDAHO FALLS, ID | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Jul 3, 2017 | Sep 13, 2017 | no | IDAHO FALLS, ID|GLENDALE, AZ | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Feb 27, 2009 | Jul 11, 2017 | no | IDAHO FALLS, ID | Previous registration |
| ADVANTAGE CAPITAL CORPORATION | n/a | Sep 4, 2003 | Feb 27, 2009 | no | IDAHO FALLS, ID | Previous registration |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Nov 29, 2002 | Aug 8, 2003 | no | IDAHO FALLS, ID | Previous registration |
| CUNA BROKERAGE SERVICES, INC. | Former SEC adviser | Apr 23, 2001 | Nov 7, 2002 | no | IDAHO FALLS, ID | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WOODBURY FINANCIAL SERVICES, INC. | OSAIC WEALTH, INC. | Jan 19, 2024 | Jan 19, 2024 | 0 | Bulk transfer | Ibd to ibd |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | WOODBURY FINANCIAL SERVICES, INC. | Sep 13, 2017 | Sep 13, 2017 | 0 | Firm change | Other |
| FSC SECURITIES CORPORATION | NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Jul 11, 2017 | Jul 3, 2017 | -8 | Firm change | Other |
| ADVANTAGE CAPITAL CORPORATION | FSC SECURITIES CORPORATION | Feb 27, 2009 | Feb 27, 2009 | 0 | Bulk transfer | Other |
| U.S. BANCORP INVESTMENTS, INC. | ADVANTAGE CAPITAL CORPORATION | Aug 8, 2003 | Sep 4, 2003 | 27 | Firm change | Other |
| CUNA BROKERAGE SERVICES, INC. | U.S. BANCORP INVESTMENTS, INC. | Nov 7, 2002 | Nov 29, 2002 | 22 | Firm change | Other |