DFX Intelligence

H•••• P••••• P•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

H•••• P••••• P•••

Advisor at A•••••• E•••

LISLE, IL

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Search this name across graphsid dfx:ria:92c56b54-d980-fd27-fa12-61701c1d789b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 19, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• E•••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• E•••	Asset manager	Jul 21, 2026	n/a	yes	LISLE, IL	Current employment
P•••••• I••••••••• M••••••••• I•••	Independent wealth	Oct 18, 2020	Nov 5, 2021	no	HIGHLAND PARK, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••• S••••••••• I•••	P•••••• I••••••••• M••••••••• I•••	Nov 8, 2021	Oct 12, 2017	-1,488	Channel change	RIA to RIA
P•••••• I••••••••• M••••••••• I•••	A•••••• E•••	Nov 5, 2021	Jul 21, 2026

Relationships

Registered with (3)

→ A•••••• E•••Registered adviserregistration: current employment
Jul 21, 2026 to presentfactForm ADV
→ I•••••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 19, 2016 to Nov 8, 2021factForm ADV
→ P•••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Oct 18, 2020 to Nov 5, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:92c56b54-d980-fd27-fa12-61701c1d789b
First observed: Jan 19, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.