DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Henry Phan
At current firm
0 y
since Jul 21, 2026
In the industry
10 y
since Oct 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Amplify Etfs asset manager currentsince Jul 21, 2026 · Lisle, Il
- Precise Investment Management, Inc. independent RIAOct 18, 2020 to Nov 5, 2021 · Highland Park, Il
- Precise Investment Management, Inc. independent RIAOct 12, 2017 to Aug 5, 2019 · Highland Park, Il
- Insight Securities, Inc. mixed wealthJan 19, 2016 to Nov 8, 2021 · Highland Park, Il
Moves
a registration end followed by a registration begin elsewhere
- Insight Securities, Inc. to Precise Investment Management, Inc.left Nov 8, 2021, registered Oct 12, 2017 (-1488 days) · channel change inside one enterprise, not a move
- Precise Investment Management, Inc. to Amplify Etfsleft Nov 5, 2021, registered Jul 21, 2026 (1719 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address