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H•• D•• L••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst19 years in industry

H•• D•• L••

Advisor at H•••••••• A•••••••• L••

San Francisco, CA

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Search this name across graphsid dfx:ria:92cf5b02-e584-bcba-af42-710733c65a11

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 2, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• A•••••••• L••	Bd affiliated wealth	Feb 11, 2020	n/a	yes	San Francisco, CA	Current employment
S•••••• C••••••	Former SEC adviser	Oct 2, 2018	Mar 31, 2020	no	SAN FRANCISCO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• C••••••	H•••••••• A•••••••• L••	Mar 31, 2020	Feb 11, 2020	-49	Firm change after gap	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
106964:145323:CA:2020-03-31	Mar 31, 2020	Feb 11, 2020	SAN FRANCISCO, CA	Firm change after gap

Relationships

Registered with (2)

→ H•••••••• A•••••••• L••Registered adviserregistration: current employment
Feb 11, 2020 to presentfactForm ADV
→ S•••••• C••••••Registered adviserregistration: previous registration
Oct 2, 2018 to Mar 31, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:92cf5b02-e584-bcba-af42-710733c65a11
First observed: Oct 2, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.