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Advisor at WELLS FARGO ADVISORS
NEWPORT NEWS, VA | Leesburg, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Feb 12, 2024 | n/a | yes | NEWPORT NEWS, VA|Leesburg, VA | Current employment |
| MORGAN STANLEY | Wirehouse | Oct 5, 2018 | Feb 8, 2024 | no | Leesburg, VA|Newport News, VA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 14, 2010 | Oct 8, 2018 | no | NEWPORT NEWS, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | WELLS FARGO ADVISORS | Feb 8, 2024 | Feb 12, 2024 | 4 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Oct 8, 2018 | Oct 5, 2018 | -3 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:19616:VA:2024-02-08 | Feb 8, 2024 | Feb 12, 2024 | NEWPORT NEWS, VA | Firm change |
| 7691:149777:VA:2018-10-08 | Oct 8, 2018 | Oct 5, 2018 | NEWPORT NEWS, VA | Firm change |