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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 10b 100b

DEUTSCHE ASSET MANAGEMENT (UK) LIMITED

CRD 163186

LONDON

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Search this name across graphsid dfx:ria:92dfc10c-db24-55e0-353a-a86a7a0ab185

Data as of Jun 12, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 0
On other graphs: 1
Observed: May 23, 2012 to Jun 12, 2012
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Deutsche Asset Management (uk) Limited

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $17BItem 5.F on the latest filing (2012-06-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $15B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 61
Private funds: 3Schedule D 7.B(1)
Private fund GAV: $394Mgross asset value as reported per fund; never fund size
Custody, client assets: $394M
SEC number: 801-76740
CRD: 163186
Filings on the tape: 2
First filed: May 23, 2012
Latest filed: Jun 12, 2012
Organised: Other (specify)

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
DB SECONDARY OPPORTUNITIES FUND C, L.P.	Private Equity Fund	$197M	Jun 12, 2012	34	May 23, 2012	reported	021-100478
DB SECONDARY OPPORTUNITIES FUND A, L.P.	Private Equity Fund	$104M	Jun 12, 2012	35	May 23, 2012	reported	021-100477
DB SECONDARY OPPORTUNITIES FUND B, L.P.	Private Equity Fund	$93.0M	Jun 12, 2012	3	May 23, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BOLTON, MARK, WILLIAM	CHIEF EXECUTIVE OFFICER AND BOARD MEMBER	Na	yes	05/2005	May 23, 2012	Jun 12, 2012
DB UK PCAM HOLDING COMPANY	Shareholder	E	yes	11/2006	May 23, 2012	Jun 12, 2012
DEUTSCHE ASSET MANAGEMENT GROUP LIMITED	Shareholder	E	yes	06/2005	May 23, 2012	Jun 12, 2012
DEUTSCHE BANK AG	Shareholder	E	yes	11/2006	May 23, 2012	Jun 12, 2012
SWANSON, ISOBEL, ANN	CHIEF COMPLIANCE OFFICER	Na	yes	02/2006	May 23, 2012	Jun 12, 2012
CALVERT, JAMES	CHIEF FINANCIAL OFFICER	Na	no	09/2009	May 23, 2012	Jun 12, 2012
ENTWISTLE, DAVID	CHIEF LEGAL OFFICER	Na	no	08/2008	May 23, 2012	Jun 12, 2012
HENAGHAN, LIAM	BOARD MEMBER	Na	no	03/2008	May 23, 2012	Jun 12, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DEUTSCHE ASSET MANAGEMENT INTERNATIONAL GMBH	n/a	Asset manager	$229B	N	yes	n/a
DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC.	n/a	Other adviser	$200B	N	yes	n/a
DEUTSCHE ALTERNATIVE ASSET MANAGEMENT (GLOBAL) LIMITED	n/a	Asset manager	$25B	N	yes	n/a
CAM PRIVATE EQUITY CONSULTING & VERWALTUNGS-GMBH	n/a	n/a	n/a	N	yes	n/a
DB PRIVATE EQUITY GMBH	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE ASSET MANAGEMENT (ASIA) LIMITED	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AG	n/a	n/a	n/a	Y	no	n/a
DEUTSCHE INVESTMENT (LUXEMBOURG) SA	n/a	n/a	n/a	N	yes	n/a
DWS INVESTMENTS DISTRIBUTORS, INC	n/a	n/a	n/a	N	yes	n/a

Relationships

Affiliated with (4)

← DB INVESTMENT MANAGERS, INCRegistered adviserother investment adviser, common control
factForm ADV
→ DWS INVESTMENT MANAGEMENT AMERICAS, INC.Registered adviserother investment adviser, bank, common control
factForm ADV
→ DWS INTERNATIONAL GMBHRegistered adviserother investment adviser, common control
factForm ADV
→ DWS ALTERNATIVES GLOBAL LIMITEDRegistered adviserother investment adviser, common control
factForm ADV

Advises (3)

→ DB SECONDARY OPPORTUNITIES FUND A, L.P.Private fundPrivate Equity Fund, IA
May 23, 2012 to presentfactForm ADV
→ DB SECONDARY OPPORTUNITIES FUND B, L.P.Private fundPrivate Equity Fund, IA
May 23, 2012 to presentfactForm ADV
→ DB SECONDARY OPPORTUNITIES FUND C, L.P.Private fundPrivate Equity Fund, IA
May 23, 2012 to presentfactForm ADV

Controls (5)

← BOLTON, MARK, WILLIAMOwnerCHIEF EXECUTIVE OFFICER AND BOARD MEMBER, ownership code NA, individual
May 23, 2012 to presentfactForm ADV
← SWANSON, ISOBEL, ANNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 23, 2012 to presentfactForm ADV
← DB UK PCAM HOLDING COMPANYOwnerSHAREHOLDER, ownership code E, foreign entity
May 23, 2012 to presentfactForm ADV
← DEUTSCHE ASSET MANAGEMENT GROUP LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
May 23, 2012 to presentfactForm ADV
← DEUTSCHE BANK AGOwnerSHAREHOLDER, ownership code E, foreign entity
May 23, 2012 to presentfactForm ADV

Owns (3)

← HENAGHAN, LIAMOwnerBOARD MEMBER, ownership code NA, individual
May 23, 2012 to presentfactForm ADV
← ENTWISTLE, DAVIDOwnerCHIEF LEGAL OFFICER, ownership code NA, individual
May 23, 2012 to presentfactForm ADV
← CALVERT, JAMESOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
May 23, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:92dfc10c-db24-55e0-353a-a86a7a0ab185
First observed: May 23, 2012
Last observed: Jun 12, 2012 173 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DEUTSCHE ASSET MANAGEMENT (UK) LIMITED

CRD 163186

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:92dfc10c-db24-55e0-353a-a86a7a0ab185

Data as of Jun 12, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:03 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

DB SECONDARY OPPORTUNITIES FUND C, L.P.

Private Equity Fund

$197M

Jun 12, 2012

May 23, 2012

reported

021-100478

DB SECONDARY OPPORTUNITIES FUND A, L.P.

Private Equity Fund

$104M

Jun 12, 2012

May 23, 2012

reported

021-100477

DB SECONDARY OPPORTUNITIES FUND B, L.P.

Private Equity Fund

$93.0M

Jun 12, 2012

May 23, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BOLTON, MARK, WILLIAM

CHIEF EXECUTIVE OFFICER AND BOARD MEMBER

yes

05/2005

May 23, 2012

Jun 12, 2012

DB UK PCAM HOLDING COMPANY

Shareholder

yes

11/2006

May 23, 2012

Jun 12, 2012

DEUTSCHE ASSET MANAGEMENT GROUP LIMITED

Shareholder

yes

06/2005

May 23, 2012

Jun 12, 2012

DEUTSCHE BANK AG

Shareholder

yes

11/2006

May 23, 2012

Jun 12, 2012

SWANSON, ISOBEL, ANN

CHIEF COMPLIANCE OFFICER

yes

02/2006

May 23, 2012

Jun 12, 2012

CALVERT, JAMES

CHIEF FINANCIAL OFFICER

09/2009

May 23, 2012

Jun 12, 2012

ENTWISTLE, DAVID

CHIEF LEGAL OFFICER

08/2008

May 23, 2012

Jun 12, 2012

HENAGHAN, LIAM

BOARD MEMBER

03/2008

May 23, 2012

Jun 12, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DEUTSCHE ASSET MANAGEMENT INTERNATIONAL GMBH

n/a

Asset manager

$229B

yes

n/a

DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC.

n/a

Other adviser

$200B

yes

n/a

DEUTSCHE ALTERNATIVE ASSET MANAGEMENT (GLOBAL) LIMITED

n/a

Asset manager

$25B

yes

n/a

CAM PRIVATE EQUITY CONSULTING & VERWALTUNGS-GMBH

n/a

yes

n/a

DB PRIVATE EQUITY GMBH

n/a

yes

n/a

DEUTSCHE ASSET MANAGEMENT (ASIA) LIMITED

n/a

yes

n/a

DEUTSCHE BANK AG

n/a

DEUTSCHE INVESTMENT (LUXEMBOURG) SA

n/a

yes

n/a

DWS INVESTMENTS DISTRIBUTORS, INC

n/a

yes

n/a