DFX Intelligence

K••••••• M•••• W•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

K••••••• M•••• W•••••••••

Advisor at I••••••••• W••••• N••••••• I•••

Lubblock, TX | URBANDALE, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:92eee05a-1f1f-f5d9-7b13-4cbdbd34af15

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jan 26, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• W••••• N••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 25, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• W••••• N••••••• I•••	I•••••••••_WEALTH	Sep 18, 2018	n/a	yes	Lubblock, TX\|URBANDALE, IA	Current employment
I•••••••• A•••••••• L••	Bd affiliated wealth	Sep 17, 2018	Sep 18, 2018	no	Lubbock, TX\|URBANDALE, IA\|Lubbock, TX\|Urbandale, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••••• A•••••••• L••	I••••••••• W••••• N••••••• I•••	Sep 18, 2018	Sep 18, 2018	0	Firm change	RIA to RIA
L••••• W••••• M•••••••••	I•••••••• A•••••••• L••	Sep 17, 2018	Sep 17, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
24913:139627:TX:2018-09-17	Sep 17, 2018	Sep 17, 2018	LUBBOCK, TX	Firm change

Relationships

Registered with (7)

→ I••••••••• W••••• N••••••• I•••Registered adviserregistration: current employment
Sep 18, 2018 to presentfactForm ADV
→ I•••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 17, 2018 to Sep 18, 2018factForm ADV
→ L••••• W••••• M•••••••••Registered adviserregistration: previous registration
Mar 19, 2014 to Sep 17, 2018factForm ADV
→ L•• F•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:92eee05a-1f1f-f5d9-7b13-4cbdbd34af15
First observed: Jan 26, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.