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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

LOWELL WEALTH MANAGEMENT

LOWELL AND COMPANY INC, CRD 24913

LUBBOCK, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3a96bd27-69eb-13b6-49e2-feff3ebd6ae5

Data as of Mar 30, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Mar 30, 2012
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $33.2MItem 5.F on the latest filing (2012-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $33.2M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 168
SEC number: 801-69460
CRD: 24913
Filings on the tape: 1
First filed: Mar 30, 2012
Latest filed: Mar 30, 2012
Organised: Corporation, Texas

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LOWELL, WILLIAM HAMILTON	CHIEF COMPLIANCE OFFICER/PRESIDENT/CROP/SROP	E	yes	04/1989	Mar 30, 2012	Mar 30, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LOWELL AND COMPANY INC	n/a	Former SEC adviser	$33.2M	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 30, 2012	$33.2M	$33.2M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$33.2M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
INTEGRITY ALLIANCE, LLC	2	Sep 17, 2018	Sep 24, 2018	LUBBOCK, TX	Team lift out	Other	50.0%

Relationships

Affiliated with (1)

→ LOWELL WEALTH MANAGEMENTRegistered adviserother investment adviser, broker-dealer
factForm ADV

Controls (1)

← LOWELL, WILLIAM HAMILTONOwnerCHIEF COMPLIANCE OFFICER/PRESIDENT/CROP/SROP, ownership code E, individual
Mar 30, 2012 to presentfactForm ADV

Registered with (7)

← HATLEY JOE HARRELLAdvisorregistration: previous registration
Dec 4, 2003 to Sep 10, 2019factForm ADV
← Tyler C CastleAdvisorregistration: previous registration
Jul 23, 2018 to Sep 10, 2019factForm ADV
← CHARLES GARRETT MORGANAdvisorregistration: previous registration
Sep 15, 2014 to Sep 24, 2018factForm ADV
← KATHLEEN MARIE WILLIAMS-PRICEAdvisorregistration: previous registration
Mar 19, 2014 to Sep 17, 2018factForm ADV
← Nelson Robert MatzenAdvisorregistration: previous registration
Jan 1, 2016 to May 6, 2016factForm ADV
← ROBERT ALAN MINASIANAdvisorregistration: previous registration
Sep 18, 2014 to Nov 3, 2015factForm ADV
← JAYCE ALAN LOWEAdvisorregistration: previous registration
May 16, 2014 to Nov 10, 2014factForm ADV

Moved with (1)

→ INTEGRITY ALLIANCE, LLCRegistered adviser2 advisors, team lift out
Sep 17, 2018 to Sep 24, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3a96bd27-69eb-13b6-49e2-feff3ebd6ae5
First observed: Mar 30, 2012
Last observed: Mar 30, 2012 176 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LOWELL WEALTH MANAGEMENT

LOWELL AND COMPANY INC, CRD 24913

LUBBOCK, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3a96bd27-69eb-13b6-49e2-feff3ebd6ae5

Data as of Mar 30, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:56 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LOWELL, WILLIAM HAMILTON

CHIEF COMPLIANCE OFFICER/PRESIDENT/CROP/SROP

yes

04/1989

Mar 30, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LOWELL AND COMPANY INC

n/a

Former SEC adviser

$33.2M

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 30, 2012

$33.2M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$33.2M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

INTEGRITY ALLIANCE, LLC

Sep 17, 2018

Sep 24, 2018

LUBBOCK, TX

Team lift out

Other

50.0%