DFX Intelligence

G••• S•••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

G••• S•••• M•••••

Advisor at O•••••••••

••• Locked

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Search this name across graphsid dfx:ria:92ef894d-65ab-7de8-2555-ec350ae069f7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 30, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••••	Institutional manager	Jan 1, 2025	n/a	yes	San Luis Obispo, CA\|OVERLAND PARK, KS\|Solvang, CA	Current employment
L•••••• A•••• M•••••••••	Former SEC adviser	Mar 5, 2020	Jun 10, 2024	no	SAN DIEGO, CA\|San Luis Obispo, CA

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
L•••••• A•••• M•••••••••	O•••••••••	Jun 10, 2024	Jan 1, 2025	205	Firm change	Other
Y••••••• A•••• M••••••••• L••	L•••••• A•••• M•••••••••	Jan 2, 2022	Mar 5, 2020

Relationships

Registered with (3)

→ O•••••••••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ L•••••• A•••• M•••••••••Registered adviserregistration: previous registration
Mar 5, 2020 to Jun 10, 2024factForm ADV
→ Y••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jul 18, 2013 to Jan 2, 2022factForm ADV

Dated events

Occurred
Jun 10, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 2, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:92ef894d-65ab-7de8-2555-ec350ae069f7
First observed: Jan 30, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.