RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- O••••••••• institutional currentsince Jan 1, 2025 · San Luis Obispo, Ca
- L•••••• A•••• M••••••••• formerMar 5, 2020 to Jun 10, 2024 · San Diego, Ca
- Y••••••• A•••• M••••••••• L•• unclassifiedJul 18, 2013 to Jan 2, 2022 · San Luis Obispo, Ca
- Y••••••• A•••• M••••••••• L•• unclassifiedJan 30, 2008 to Dec 31, 2009 · San Luis Obispo, Ca
- L•••••• A•••• M••••••••• to O•••••••••left Jun 10, 2024, registered Jan 1, 2025 (205 days) · Other
- Y••••••• A•••• M••••••••• L•• to L•••••• A•••• M•••••••••left Jan 2, 2022, registered Mar 5, 2020 (-668 days) · Other
- G••• S•••• M••••• left L•••••• A•••• M••••••••• for Onedigital (registered 2025-01-01)Jun 10, 2024 · Advisor changed firm · fact
- G••• S•••• M••••• left Y••••••• A•••• M••••••••• L•• for L•••••• A•••• M••••••••• (registered 2020-03-05)Jan 2, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address