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Advisor at SOUTHLAND EQUITY PARTNERS, LLC.
MODESTO, CA | Livermore, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 3, 2023 | n/a | yes | Livermore, CA|MODESTO, CA | Current employment |
| SOUTHLAND EQUITY PARTNERS, LLC. | Independent wealth | Aug 21, 2018 | n/a | yes | MODESTO, CA | Current employment |
| FSC SECURITIES CORPORATION | Former SEC adviser | Aug 13, 2013 | Nov 3, 2023 | no | MODESTO, CA | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Sep 19, 2012 | Jul 25, 2013 | no | SAN RAMON, CA | Previous registration |
| KCPAG FINANCIAL ADVISORS LLC | Former SEC adviser | Sep 2, 2010 | Jun 13, 2012 | no | MODESTO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FSC SECURITIES CORPORATION | SOUTHLAND EQUITY PARTNERS, LLC. | Nov 3, 2023 | Aug 21, 2018 | -1,900 | Firm change after gap | Ibd to RIA |
| OSAIC FA, INC. | FSC SECURITIES CORPORATION | Jul 25, 2013 | Aug 13, 2013 | 19 | Firm change | Other |
| KCPAG FINANCIAL ADVISORS LLC | OSAIC FA, INC. | Jun 13, 2012 | Sep 19, 2012 | 98 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7461:154481:CA:2023-11-03 | Nov 3, 2023 | Aug 21, 2018 | MODESTO, CA | Firm change after gap |