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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

Avery Damon Keitt

Advisor at LPL FINANCIAL LLC

Rock Hill, SC | FORT MILL, SC

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Search this name across graphsid dfx:ria:92f45090-22fa-480d-7f2f-1ccadae9088a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 10, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 10, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Oct 10, 2013
First registration: Oct 10, 2013
Dual registered: yes, broker-dealer
Other names: AVERY D KEITT
IAPD individual key: 5745429

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 7, 2025	n/a	yes	Rock Hill, SC\|FORT MILL, SC	Current employment
ALIGHT FINANCIAL ADVISORS, LLC	Independent wealth	Jan 8, 2015	Sep 25, 2025	no	CHARLOTTE, NC	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	May 7, 2014	Dec 3, 2014	no	CHARLOTTE, NC\|CHARLOTTE, NC	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 10, 2013	Apr 22, 2014	no	FORT MILL, SC\|CHARLOTTE, NC\|FORT MILL, SC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALIGHT FINANCIAL ADVISORS, LLC	LPL FINANCIAL LLC	Sep 25, 2025	Oct 7, 2025	12	Firm change	RIA to ibd
UBS FINANCIAL SERVICES INC.	ALIGHT FINANCIAL ADVISORS, LLC	Dec 3, 2014	Jan 8, 2015	36	Firm change	Other
LPL FINANCIAL LLC	UBS FINANCIAL SERVICES INC.	Apr 22, 2014	May 7, 2014	15	Firm change	Other

Relationships

Registered with (3)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 10, 2013 to Apr 22, 2014factForm ADV
→ ALIGHT FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 8, 2015 to Sep 25, 2025factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
May 7, 2014 to Dec 3, 2014factForm ADV

Dated events

Occurred
Sep 25, 2025
Advisor changed firm
Avery Damon Keitt left Alight Financial Advisors, Llc for Lpl Financial Llc (registered 2025-10-07)
Form ADVobserved 6 days ago