DFX Intelligence

D••••• A••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

D••••• A••• A••••••

Advisor at T• R••• P•••• A••••••• S•••••••• I•••

Colorado Springs, CO

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Search this name across graphsid dfx:ria:92f50fae-640f-eab1-e348-703c5a4609bf

Data as of Sep 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Feb 21, 2019 to Sep 22, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T• R••• P•••• A••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T• R••• P•••• A••••••• S•••••••• I•••	Bd affiliated wealth	Sep 21, 2026	n/a	yes	Colorado Springs, CO	Current employment
R•• C•••••• M••••••• L••	National bd RIA	Sep 10, 2019	Sep 11, 2026	no	DENVER, CO\|GREENWOOD VILLAGE, CO\|Parker, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• C•••••• M••••••• L••	T• R••• P•••• A••••••• S•••••••• I•••	Sep 11, 2026	Sep 21, 2026	10	Firm change	Ibd to ibd
C•••••• S••••• • C••• I•••	R•• C•••••• M••••••• L••	Apr 24, 2019	Sep 10, 2019

Relationships

Registered with (3)

→ T• R••• P•••• A••••••• S•••••••• I•••Registered adviserregistration: current employment
Sep 21, 2026 to presentfactForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Sep 10, 2019 to Sep 11, 2026factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Feb 21, 2019 to Apr 24, 2019factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 11, 2026
Advisor changed firm
••• Locked
Form ADVobserved today

Show 1 bookkeeping events

Occurred
Sep 21, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:92f50fae-640f-eab1-e348-703c5a4609bf
First observed: Feb 21, 2019
Last observed: Sep 22, 2026 33 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.