D••••• A••• A••••••

• T• R••• P•••• A••••••• S•••••••• I••• BD affiliated current
  since Sep 21, 2026 · Colorado Springs, Co
• R•• C•••••• M••••••• L•• national BD
  Sep 10, 2019 to Sep 11, 2026 · Denver, Co
• C•••••• S••••• • C••• I••• national BD
  Feb 21, 2019 to Apr 24, 2019 · Lone Tree, Co

• R•• C•••••• M••••••• L•• to T• R••• P•••• A••••••• S•••••••• I•••
  left Sep 11, 2026, registered Sep 21, 2026 (10 days) · Affiliated broker-dealer or bank to another
• C•••••• S••••• • C••• I••• to R•• C•••••• M••••••• L••
  left Apr 24, 2019, registered Sep 10, 2019 (139 days) · Affiliated broker-dealer or bank to another

• ••• Locked
  Sep 21, 2026 · Advisor registered · fact
• ••• Locked
  Sep 11, 2026 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

10derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address