DFX Intelligence

A••• S••••• J••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

A••• S••••• J••••••••

Advisor at C•••••• M•••••• I•• L••

ARLINGTON, TX | Palm Beach Gardens, FL

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Search this name across graphsid dfx:ria:92f6f605-0656-cdb1-f569-b0549cd3f366

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 19, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• M•••••• I•• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 22, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• M•••••• I•• L••	Independent wealth	Aug 31, 2016	n/a	yes	Palm Beach Gardens, FL\|ARLINGTON, TX	Current employment
I••••• F•••••••• C•••••••••	Former SEC adviser	Feb 19, 2015	Aug 9, 2016	no	STUART, FL\|APPLETON, WI\|JUPITER, FL\|PALM BEACH GARDENS, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••• F•••••••• C•••••••••	C•••••• M•••••• I•• L••	Aug 9, 2016	Aug 31, 2016	22	Firm change	Other

Relationships

Registered with (2)

→ C•••••• M•••••• I•• L••Registered adviserregistration: current employment
Aug 31, 2016 to presentfactForm ADV
→ I••••• F•••••••• C•••••••••Registered adviserregistration: previous registration
Feb 19, 2015 to Aug 9, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:92f6f605-0656-cdb1-f569-b0549cd3f366
First observed: Feb 19, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.