DFX Intelligence

L•••••• L• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

L•••••• L• F••••

Advisor at L• F•••••••• S•••••••• L••

OSSINING, NY

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Search this name across graphsid dfx:ria:92fac2f9-83ec-f21e-1479-0ef30448ba0b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 12, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L• F•••••••• S•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 9, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L• F•••••••• S•••••••• L••	State registered	Jun 1, 2021	n/a	yes	OSSINING, NY	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Apr 12, 2007	Aug 28, 2012	no	NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	L• F•••••••• S•••••••• L••	Aug 28, 2012	Jun 1, 2021	3,199	Firm change after gap	Wirehouse to state RIA

Relationships

Registered with (2)

→ L• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Jun 1, 2021 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 12, 2007 to Aug 28, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:92fac2f9-83ec-f21e-1479-0ef30448ba0b
First observed: Apr 12, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.