DFX Intelligence

V••••••• M•••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

V••••••• M•••• R•••••••

Advisor at H•••••• T••••••• • K•••• L••

Conshohocken, PA

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Search this name across graphsid dfx:ria:93114154-dd98-351d-7431-66fc3f5204de

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 4, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• T••••••• • K•••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 15, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• T••••••• • K•••• L••	Independent wealth	Apr 17, 2019	n/a	yes	Conshohocken, PA	Current employment
P••• M••••• A•••• M••••••••• L••	Institutional manager	Dec 7, 2017	Mar 29, 2019	no	Horsham, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• M••••• A•••• M••••••••• L••	H•••••• T••••••• • K•••• L••	Mar 29, 2019	Apr 17, 2019	19	Firm change	Other
H•••••• T••••••• • K•••• L••	P••• M••••• A•••• M••••••••• L••	Sep 22, 2017	Dec 7, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
4031:107518:PA:2017-09-22	Sep 22, 2017	Dec 7, 2017	HORSHAM, PA	Firm change

Relationships

Registered with (2)

→ H•••••• T••••••• • K•••• L••Registered adviserregistration: previous registration
Oct 4, 2005 to Sep 22, 2017factForm ADV
→ P••• M••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Dec 7, 2017 to Mar 29, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:93114154-dd98-351d-7431-66fc3f5204de
First observed: Oct 4, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.