RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V••••••• M•••• R•••••••
- H•••••• T••••••• • K•••• L•• independent RIA currentsince Apr 17, 2019 · Conshohocken, Pa
- P••• M••••• A•••• M••••••••• L•• institutionalDec 7, 2017 to Mar 29, 2019 · Horsham, Pa
- H•••••• T••••••• • K•••• L•• independent RIAOct 4, 2005 to Sep 22, 2017 · Conshohocken, Pa
- P••• M••••• A•••• M••••••••• L•• to H•••••• T••••••• • K•••• L••left Mar 29, 2019, registered Apr 17, 2019 (19 days) · Other
- H•••••• T••••••• • K•••• L•• to P••• M••••• A•••• M••••••••• L••left Sep 22, 2017, registered Dec 7, 2017 (76 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address