DFX Intelligence

D••••• R••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

D••••• R••• W••••••

Advisor at A•• F•••••••• S••••••• I•••

THE WOODLANDS, TX

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Search this name across graphsid dfx:ria:9314eeab-8ef8-9ac9-f12c-ecd7304ed0a6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 24, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•• F•••••••• S••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•• F•••••••• S••••••• I•••	Independent wealth	Jan 8, 2026	n/a	yes	THE WOODLANDS, TX	Current employment
P•••••••• D••••••	State registered	Jan 13, 2025	n/a	yes	THE WOODLANDS, TX	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•• F•••••••• S••••••• I•••	B••••••••• W••••• A•••••••• L••	Dec 31, 2025	Jul 19, 2016	-3,452	Firm change after gap	Other
B••••••••• W••••• A•••••••• L••	B••••••••• A•••• M••••••••• L••	Apr 27, 2017	Jul 19, 2016

Relationships

Registered with (4)

→ A•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jan 20, 2011 to Dec 31, 2025factForm ADV
→ P•••••••• D••••••Registered adviserregistration: previous registration
Jan 31, 2020 to Dec 31, 2024factForm ADV
→ B••••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 19, 2016 to Apr 27, 2017factForm ADV
→ B••••••••• A•••• M••••••••• L••

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9314eeab-8ef8-9ac9-f12c-ecd7304ed0a6
First observed: Jan 24, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.