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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

AWM FINANCIAL SERVICES INC.

CRD 144351

THE WOODLANDS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:83e523fe-beed-a9d8-b740-0dedb491906a

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 26
Dated events: 8
On other graphs: 0
Observed: Mar 25, 2021 to Mar 20, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.01 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $321MItem 5.F on the latest filing (2026-03-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $321M
Private client RAUM: $314MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $45.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 19
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2,700
Individual clients: 158
High net worth clients: 42
SEC number: 801-120940
CRD: 144351
Filings on the tape: 24
First filed: Mar 25, 2021
Latest filed: Mar 20, 2026
Organised: Corporation, TX

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Daniel Ryan Wheless	n/a	THE WOODLANDS, TX	1	26	5	no
Justin W Napoleon	n/a	THE WOODLANDS, TX	0	20	1	no
COLTON JOHN MILLER	n/a	THE WOODLANDS, TX	0	12	1	no
Ashton Colby Edwards	n/a	THE WOODLANDS, TX	0	12	1	no
Matthew Ian Stevenson	n/a	THE WOODLANDS, TX	0	10	1	no
Andrew Nicholas King	n/a	THE WOODLANDS, TX	0	10	n/a	no
Joel Dalton Davis	n/a	THE WOODLANDS, TX	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Stevenson, Matthew, Ian	President	Na	yes	06/2016	Mar 25, 2021	May 16, 2024
Wheless, Daniel, Ryan	FOUNDER/CEO/CCO	E	yes	01/2008	Mar 25, 2021	May 16, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PORTFOLIO DYNAMIX	n/a	State registered	$0	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 5 of 6

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 20, 2026	$321M	$321M	19	7	n/a	n/a
2024	Mar 21, 2025	$234M	$234M	15	6	n/a	n/a
2023	Mar 23, 2024	$198M	$198M	12	10	n/a	n/a
2022	Feb 21, 2023	$172M	$172M	12	10	n/a	n/a
2021	Jan 25, 2022	$180M	$180M	11	9	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	3	-3	42.9%	0	1	0	2	6

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$321M	$234M	37.2%	$172M	23.0%	19	15	0	0

Relationships

Registered with (16)

← Joel Dalton DavisAdvisorregistration: current employment
Jul 16, 2026 to presentfactForm ADV
← Andrew Nicholas KingAdvisorregistration: current employment
Mar 9, 2026 to presentfactForm ADV
← Matthew Ian StevensonAdvisorregistration: previous registration
Apr 19, 2016 to Dec 31, 2025factForm ADV
← Daniel Ryan WhelessAdvisorregistration: previous registration
Jan 20, 2011 to Dec 31, 2025factForm ADV
← Justin W NapoleonAdvisorregistration: previous registration
Aug 19, 2020 to Dec 31, 2025factForm ADV
← COLTON JOHN MILLERAdvisorregistration: previous registration
Feb 5, 2025 to Dec 31, 2025factForm ADV
← Ashton Colby EdwardsAdvisorregistration: previous registration
May 14, 2024 to Dec 31, 2025factForm ADV
← Matthew Austin WilliamsAdvisorregistration: previous registration
Jan 8, 2026 to Aug 4, 2026factForm ADV
← Travis McFarlandAdvisorregistration: previous registration
Aug 22, 2025 to Sep 30, 2025factForm ADV
← Raymond Benjamin KnezekAdvisorregistration: previous registration
Feb 7, 2024 to Jun 13, 2025factForm ADV
← Matthew HowieAdvisorregistration: previous registration
Sep 29, 2023 to Feb 6, 2025factForm ADV
← Parker Josiah TroutnerAdvisorregistration: previous registration
May 8, 2018 to Oct 25, 2023factForm ADV
← JONATHAN P ENGLISHAdvisorregistration: previous registration
Jan 9, 2023 to May 1, 2023factForm ADV
← Nicholas Ray CasatelliAdvisorregistration: previous registration
Apr 10, 2019 to May 12, 2021factForm ADV
← Carlos Javier TovarAdvisorregistration: previous registration
Aug 18, 2020 to May 12, 2021factForm ADV
← ZACHARY N THREADGILLAdvisorregistration: previous registration
Sep 24, 2014 to Mar 20, 2015factForm ADV

Affiliated with (1)

→ PORTFOLIO DYNAMIXRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (2)

← Wheless, Daniel, RyanOwnerFOUNDER/CEO/CCO, ownership code E, individual
Mar 25, 2021 to May 16, 2024factForm ADV
← Stevenson, Matthew, IanOwnerPRESIDENT, ownership code NA, individual
Mar 25, 2021 to May 16, 2024factForm ADV

Dated events

Occurred
Aug 4, 2026
Advisor changed firm
Matthew Austin Williams left Awm Financial Services Inc. for Cresset Asset Management, Llc (registered 2026-09-11)
Form ADVobserved 5 days ago
Occurred
Dec 31, 2025
Advisor changed firm
Daniel Ryan Wheless left Awm Financial Services Inc. for Brookstone Wealth Advisors, Llc (registered 2016-07-19)
Form ADVobserved 5 days ago
Occurred
Sep 30, 2025
Advisor changed firm
Travis Mcfarland left Awm Financial Services Inc. for J.P. Morgan Securities Llc (registered 2026-06-15)
Form ADVobserved 5 days ago
Occurred
Jun 13, 2025
Advisor changed firm
Raymond Benjamin Knezek left Awm Financial Services Inc. for Sequent Planning, Llc (registered 2025-08-08)
Form ADVobserved 5 days ago
Occurred
Feb 6, 2025
Advisor changed firm
Matthew Howie left Awm Financial Services Inc. for Farmers Asset Management, Llc (registered 2026-08-05)
Form ADVobserved 5 days ago
Occurred
Oct 25, 2023
Advisor changed firm
Parker Josiah Troutner left Awm Financial Services Inc. for Woodstock Wealth Management, Inc. (registered 2023-08-23)
Form ADVobserved 5 days ago
Occurred
May 1, 2023
Advisor changed firm
Jonathan P English left Awm Financial Services Inc. for Foundations Investment Advisors Llc (registered 2023-06-28)
Form ADVobserved 5 days ago
Occurred
Mar 25, 2021
First Form ADV filing
Awm Financial Services Inc. Dba Allied Wealth Management filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:83e523fe-beed-a9d8-b740-0dedb491906a
First observed: Mar 25, 2021
Last observed: Mar 20, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AWM FINANCIAL SERVICES INC.

CRD 144351

THE WOODLANDS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:83e523fe-beed-a9d8-b740-0dedb491906a

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:14 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Daniel Ryan Wheless

n/a

THE WOODLANDS, TX

Justin W Napoleon

n/a

THE WOODLANDS, TX

COLTON JOHN MILLER

n/a

THE WOODLANDS, TX

Ashton Colby Edwards

n/a

THE WOODLANDS, TX

Matthew Ian Stevenson

n/a

THE WOODLANDS, TX

Andrew Nicholas King

n/a

THE WOODLANDS, TX

n/a

Joel Dalton Davis

n/a

THE WOODLANDS, TX

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Stevenson, Matthew, Ian

President

yes

06/2016

Mar 25, 2021

May 16, 2024

Wheless, Daniel, Ryan

FOUNDER/CEO/CCO

yes

01/2008

Mar 25, 2021

May 16, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PORTFOLIO DYNAMIX

n/a

State registered

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 20, 2026

$321M

n/a

2024

Mar 21, 2025

$234M

n/a

2023

Mar 23, 2024

$198M

n/a

2022

Feb 21, 2023

$172M

n/a

2021

Jan 25, 2022

$180M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-3

42.9%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$321M

$234M

37.2%

$172M

23.0%