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RIA / WealthAdvisor28 years in industry

JOSEPH SCOTT SINDELAR

Advisor at ROTHSCHILD INVESTMENT

CHICAGO, IL

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Search this name across graphsid dfx:ria:931a2c45-74cb-d8c9-b505-71769b2e2d37

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 20, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROTHSCHILD INVESTMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 21, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65
First exam: May 21, 1998
First registration: Feb 20, 2001
Dual registered: no
IAPD individual key: 3057614

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROTHSCHILD INVESTMENT	Independent wealth	Jun 4, 2020	n/a	yes	CHICAGO, IL	Current employment
LASALLE STREET CAPITAL MANAGEMENT, LLC	Former SEC adviser	Apr 17, 2012	Dec 13, 2019	no	WESTERN SPRINGS, IL	Previous registration
CHICAGO ASSET MANAGEMENT COMPANY LLC	n/a	Jul 11, 2007	Feb 5, 2009	no	CHICAGO, IL	Previous registration
CHICAGO ASSET MANAGEMENT COMPANY	n/a	Feb 20, 2001	Jul 27, 2007	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LASALLE STREET CAPITAL MANAGEMENT, LLC	ROTHSCHILD INVESTMENT	Dec 13, 2019	Jun 4, 2020	174	Firm change	RIA to RIA
CHICAGO ASSET MANAGEMENT COMPANY LLC	LASALLE STREET CAPITAL MANAGEMENT, LLC	Feb 5, 2009	Apr 17, 2012	1,167	Firm change after gap	Other
CHICAGO ASSET MANAGEMENT COMPANY	CHICAGO ASSET MANAGEMENT COMPANY LLC	Jul 27, 2007	Jul 11, 2007	-16	Firm change	Other

Relationships

Registered with (3)

→ ROTHSCHILD INVESTMENTRegistered adviserregistration: current employment
Jun 4, 2020 to presentfactForm ADV
→ LASALLE STREET CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 17, 2012 to Dec 13, 2019factForm ADV
→ CHICAGO ASSET MANAGEMENT COMPANY LLCRegistered adviserregistration: previous registration
Jul 11, 2007 to Feb 5, 2009factForm ADV

Dated events

No dated event names this entity yet.