DFX Intelligence

E••••• T••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

E••••• T••••• R•••••

Advisor at W•••• F•••• A•••••••

CINCINNATI, OH

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Search this name across graphsid dfx:ria:931ad2f5-5a22-f070-cbd6-b7740a47ef93

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 7, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jun 7, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	May 8, 2025	n/a	yes	CINCINNATI, OH	Current employment
P•• W••••• M•••••••••	Bd affiliated wealth	Apr 24, 2013	May 16, 2025	no	LIBERTY TOWNSHIP, OH\|CINCINNATI, OH\|FAIRFIELD, OH\|FAIRFIELD, OH\|CINCINNATI, OH\|WEST CHESTER, OH\|FAIRFIELD, OH\|CINCINNATI, OH\|CINCINNATI, OH\|CINCINNATI, OH\|FAIRFIELD, OH\|CINCINNATI, OH\|CINCINNATI, OH\|CINCINNATI, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•• W••••• M•••••••••	W•••• F•••• A•••••••	May 16, 2025	May 8, 2025	-8	Firm change	Ibd to wirehouse
K•• I••••••••• S••••••• L••	P•• W••••• M•••••••••	Apr 1, 2013	Apr 24, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
129052:19616:OH:2025-05-15	May 16, 2025	May 8, 2025	CINCINNATI, OH	Firm change

Relationships

Registered with (5)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
May 8, 2025 to presentfactForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Apr 24, 2013 to May 16, 2025factForm ADV
→ K•• I••••••••• S••••••• L••Registered adviserregistration: previous registration
Jul 7, 2011 to Apr 1, 2013factForm ADV
→ I••• A•••••••• I•••

Dated events

Occurred
May 16, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:931ad2f5-5a22-f070-cbd6-b7740a47ef93
First observed: Jun 7, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.