DFX Intelligence

S••••• S••••••••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst31 years in industry

S••••• S••••••••• H•••

Advisor at E••••••• F•••••••• P•••••••• L••

MEMPHIS, TN

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Search this name across graphsid dfx:ria:931bc679-8adf-6c35-6fd1-02e56eea7799

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 16, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••••• F•••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 15, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••••• F•••••••• P•••••••• L••	Independent wealth	Jun 24, 2022	n/a	yes	MEMPHIS, TN	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Nov 3, 2010	Jul 1, 2022	no	WALTHAM, MA\|MEMPHIS, TN\|Memphis, TN\|Memphis, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	E••••••• F•••••••• P•••••••• L••	Jul 1, 2022	Jun 24, 2022	-7	Firm change	Ibd to new firm
F•••• T•••••••• A••••••• S•••••••• I•••	C••••••••• F•••••••• N••••••	Nov 3, 2010	Nov 3, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
8032:321790:TN:2022-07-01	Jul 1, 2022	Jun 24, 2022	MEMPHIS, TN	Firm change

Relationships

Registered with (4)

→ E••••••• F•••••••• P•••••••• L••Registered adviserregistration: current employment
Jun 24, 2022 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Nov 3, 2010 to Jul 1, 2022factForm ADV
→ F•••• T•••••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 16, 2008 to Nov 3, 2010factForm ADV
→ F•••• H•••••• A•••••••• I••

Dated events

Occurred
Jul 1, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:931bc679-8adf-6c35-6fd1-02e56eea7799
First observed: Mar 16, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.