DFX Intelligence

A••••• S•• Z••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

A••••• S•• Z••••••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

NORTH LIBERTY, IA | PLYMOUTH, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:932adae2-e7e8-6717-71d8-dc6192173ed5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 19, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Jul 1, 2022	n/a	yes	NORTH LIBERTY, IA\|PLYMOUTH, MN	Current employment
H•••••• W••••• M•••••••••	Former SEC adviser	Mar 19, 2018	Jul 27, 2022	no	North Liberty, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• W••••• M•••••••••	W••••• E••••••••• A••••••• S•••••••• L••	Jul 27, 2022	Jul 1, 2022	-26	Firm change	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
165615:116407:IA:2022-07-27	Jul 27, 2022	Jul 1, 2022	NORTH LIBERTY, IA	Firm change

Relationships

Registered with (2)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jul 1, 2022 to presentfactForm ADV
→ H•••••• W••••• M•••••••••Registered adviserregistration: previous registration
Mar 19, 2018 to Jul 27, 2022factForm ADV

Dated events

Occurred
Jul 27, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:932adae2-e7e8-6717-71d8-dc6192173ed5
First observed: Mar 19, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.